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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DK

David Kenneth Heitkamp

Minnesota·CRD #1187125
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
43 yrs
States
2
Exams
5
Since
1983
Fee
AUM / Hourly / Flat Fee / Other
View profile
DK

David Kenneth Macleod

California·CRD #4983822
IA Rep

Investment Adviser Rep at ECLECTIC ASSOCIATES, INC.

Experience
17 yrs
States
2
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$400k
View profile
DK

David Kenneth Nanson

Arizona·CRD #3035581
Dual-registered

Dual-registered at NBC CAPITAL ADVISORS

Experience
28 yrs
States
9
Exams
4
Since
1998
Est. fee
AUM
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DK

David Kenneth Sorensen

Wisconsin·CRD #828471
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
49 yrs
States
1
Exams
9
Since
1977
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DK

David Kenneth Thiele

Arkansas·CRD #6102260
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
13
Exams
7
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DK

David Kenneth Thorne

Colorado·CRD #2694247
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
30 yrs
States
4
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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DK

David Kent Bachofner

Oregon·CRD #5568324
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Flat Fee
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DK

David Kent Downing

Ohio·CRD #4543404
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
2
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DK

David Kent Holwadel

Ohio·CRD #3031360
Dual-registered

Dual-registered at HERITAGE WEALTH ADVISORS

Experience
28 yrs
States
1
Exams
3
Since
1998
Est. fee
AUM / Flat Fee
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DK

David Kent Stofer

Arizona·CRD #1311305
Dual-registered

Dual-registered at MARINER INSTITUTIONAL, LLC

Experience
40 yrs
States
2
Exams
6
Since
1986
Fee
AUM / Hourly / Flat Fee
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DK

David Kepner Reiter

Washington·CRD #4499890
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
DK

David K Finby

Colorado·CRD #2639351
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
3
Exams
5
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
DK

David Kim

Colorado·CRD #7316818
Dual-registered

Dual-registered at ILLUMINATION WEALTH MANAGEMENT

Experience
2 yrs
States
1
Exams
2
Since
2024
Est. fee
AUM / Flat Fee
View profile
DK

David Kim Ardese Mozilo

California·CRD #3072771
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
DK

David Kimball Jaeger

Massachusetts·CRD #6214513
Dual-registered

Dual-registered at CANBY FINANCIAL ADVISORS

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
DK

David Kimber Little

California·CRD #2465207
IA Rep

Investment Adviser Rep at ECLECTIC ASSOCIATES, INC.

Experience
29 yrs
States
2
Exams
1
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$400k
View profile
DK

David Kirk Binns-Loveman

New York·CRD #5067621
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
20 yrs
States
3
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
DK

David Kirkland Sloper Jr

Maryland·CRD #2714717
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DK

David Kluger

Indiana·CRD #6722528
Dual-registered

Dual-registered at &PARTNERS

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
DK

David Kober

New York·CRD #6247298
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
DK

David Kooger

Michigan·CRD #8189774
IA Rep

Investment Adviser Rep at CORE PLANNING

Experience
1 yrs
States
1
Exams
2
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DK

David Kopij

Texas·CRD #4062975
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
6
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
DK

David K Shackelford

Utah·CRD #7472279
Dual-registered

Dual-registered at LONE PEAK ADVISERS

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM
View profile
DK

David K Thomas

North Carolina·CRD #5693714
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
1
Exams
4
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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