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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DL

David Lambert Bear

Colorado·CRD #5676389
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
1
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Lamelle Haney

New Jersey·CRD #7692969
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DL

David Lance Roberts

Michigan·CRD #4678268
Dual-registered

Dual-registered at SAGE HILL CAPITAL

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM
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DL

David Lane Downs

Texas·CRD #2975268
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
29 yrs
States
1
Exams
8
Since
1997
Est. fee
AUM / Hourly / Flat Fee
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DL

David Larry Kahn

California·CRD #1242008
Dual-registered

Dual-registered at THE INVESTMENT HOUSE LLC

Experience
26 yrs
States
1
Exams
6
Since
2000
Est. fee
AUM / Performance-based
Minimum
$1.0M
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DL

David Laurance Hart

California·CRD #5837444
IA Rep

Investment Adviser Rep at SAFEGUARD INVESTMENT ADVISORY GROUP, LLC

Experience
16 yrs
States
1
Exams
1
Since
2010
Est. fee
AUM / Hourly
Minimum
$100k
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DL

David Laurence St. Hilaire

Kansas·CRD #8089383
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
1 yrs
States
2
Exams
1
Since
2025
Fee
AUM
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DL

David Lawrence

Colorado·CRD #7767789
IA Rep

Investment Adviser Rep at SUMMIT GLOBAL INVESTMENTS, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Fee
AUM / Performance-based / Other
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DL

David Lawrence Bachman

California·CRD #2282284
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
4
Exams
5
Since
1992
Est. fee
AUM / Commission / Flat Fee
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DL

David Lawrence Bailin

New Jersey·CRD #1835995
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
1
Exams
6
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DL

David Lawrence Becker

New York·CRD #8149608
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

David Lawrence Crabtree

Maryland·CRD #2578672
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
6
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
DL

David Lawrence Freeman

California·CRD #7048120
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DL

David Lawrence Grey

Massachusetts·CRD #4733223
IA Rep

Investment Adviser Rep at FAMILY FIDUCIARY SERVICES, INC.

Experience
21 yrs
States
1
Exams
1
Since
2005
Est. fee
AUM / Flat Fee
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DL

David Lawrence Hull

New York·CRD #1986074
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
28 yrs
States
1
Exams
7
Since
1998
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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DL

David Lawrence Murphy

Connecticut·CRD #1449308
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
16 yrs
States
1
Exams
5
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Lawrence Roosth

Texas·CRD #5353955
Dual-registered

Dual-registered at WATEROUS ENERGY FUND MANAGEMENT (US), LLC

Experience
8 yrs
States
1
Exams
2
Since
2018
Est. fee
Performance-based / Other
Minimum
$10.0M
View profile
DL

David Lawrence Rychlick

Michigan·CRD #2290129
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
1
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Lawrence Salgado

California·CRD #5868218
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

David Lawrence Urban

Texas·CRD #2450378
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
DL

David Lawrence Zoll

New York·CRD #1107443
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
41 yrs
States
1
Exams
10
Since
1985
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DL

David Lawson Harris

Wisconsin·CRD #1379543
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
41 yrs
States
1
Exams
7
Since
1985
Est. fee
AUM / Flat Fee
View profile
DL

David L Crane

California·CRD #1334510
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
41 yrs
States
3
Exams
5
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DL

David Lee Baker

Maryland·CRD #5581527
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 868 | AdvisorFinder