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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DL

David Lee Blaydes

Florida·CRD #850725
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
47 yrs
States
3
Exams
5
Since
1979
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Lee Bolick

North Carolina·CRD #2726027
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
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DL

David Lee Christensen

Wisconsin·CRD #4570838
Dual-registered

Dual-registered at COORDINATED CAPITAL SECURITIES, INC.

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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DL

David Lee Cobb

Georgia·CRD #2107307
IA Rep

Investment Adviser Rep at USA FINANCIAL SECURITIES LLC

Experience
32 yrs
States
4
Exams
4
Since
1994
Est. fee
AUM / Commission / Hourly / Flat Fee
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DL

David Lee Deffinbaugh

Montana·CRD #2048050
Dual-registered

Dual-registered at VERUS CAPITAL PARTNERS, LLC

Experience
29 yrs
States
1
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
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DL

David Lee Dowler

Texas·CRD #1713499
IA Rep

Investment Adviser Rep at LUTHER KING CAPITAL MANAGEMENT CORPORATION

Experience
35 yrs
States
1
Exams
4
Since
1991
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$2.0M
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DL

David Lee Else

California·CRD #4831315
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
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DL

David Lee Goodrich

Texas·CRD #2948453
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
29 yrs
States
1
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Lee Greene

Florida·CRD #2641094
Dual-registered

Dual-registered at USA FINANCIAL SECURITIES LLC

Experience
31 yrs
States
10
Exams
5
Since
1995
Est. fee
AUM / Commission / Hourly / Flat Fee
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DL

David Lee Harden

Utah·CRD #2408466
Dual-registered

Dual-registered at SUMMIT GLOBAL INVESTMENTS, LLC

Experience
15 yrs
States
1
Exams
4
Since
2011
Fee
AUM / Performance-based / Other
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DL

David Lee Hunke

Iowa·CRD #2499037
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Lee Hutchinson

Washington·CRD #2918290
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
29 yrs
States
1
Exams
8
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

David Lee Janszen Jr

Kentucky·CRD #4034300
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
22 yrs
States
1
Exams
8
Since
2004
Est. fee
AUM / Other
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DL

David Lee Kerchner

Pennsylvania·CRD #2601236
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
31 yrs
States
2
Exams
6
Since
1995
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

David Lee Kopp

Colorado·CRD #2939635
Dual-registered

Dual-registered at SPIRE WEALTH MANAGEMENT, LLC

Experience
29 yrs
States
1
Exams
7
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DL

David Lee Kurtz

Illinois·CRD #8185765
IA Rep

Investment Adviser Rep at FRA WEALTH MANAGEMENT LLC

Experience
1 yrs
States
2
Exams
1
Since
2025
Est. fee
AUM / Flat Fee
View profile
DL

David Lee Madetzke

Minnesota·CRD #5336412
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Lee Maynard

North Carolina·CRD #3262594
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Lee McFeggan Jr

Illinois·CRD #3211995
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
27 yrs
States
1
Exams
4
Since
1999
Fee
AUM / Hourly / Flat Fee
View profile
DL

David Lee Mire

Alabama·CRD #1144000
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
5
Exams
6
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Lee Noggle

Pennsylvania·CRD #5864626
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Lee Partida

Texas·CRD #5869699
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
14 yrs
States
1
Exams
4
Since
2012
Fee
AUM / Flat Fee / Performance-based
View profile
DL

David Lee Piatkowski

Iowa·CRD #2768027
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
26 yrs
States
3
Exams
6
Since
2000
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DL

David Lee Roberts

Arizona·CRD #7061207
IA Rep

Investment Adviser Rep at ARETE WEALTH ADVISORS, LLC

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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