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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DL

David Lee Schamerhorn

Alabama·CRD #1527701
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
5
Exams
7
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DL

David Lee Smith

Pennsylvania·CRD #4326505
Dual-registered

Dual-registered at HOFFMAN CAPITAL ADVISORS LLC

Experience
25 yrs
States
1
Exams
3
Since
2001
Fee
AUM / Hourly / Flat Fee
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DL

David Lee Smits

Michigan·CRD #1309970
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
6
Since
1984
Est. fee
AUM / Commission / Flat Fee
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DL

David Lee Staley

Alabama·CRD #4706453
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
6
Since
2003
Est. fee
AUM / Commission / Flat Fee
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DL

David Lee Tepp

New Jersey·CRD #6146562
Dual-registered

Dual-registered at TEPP WEALTH MANAGEMENT

Experience
13 yrs
States
3
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
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DL

David Lee Veenstra

Michigan·CRD #4882278
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DL

David Lee Vervelde

Florida·CRD #1097723
Dual-registered

Dual-registered at TLW WEALTH MANAGEMENT, LLC

Experience
42 yrs
States
4
Exams
4
Since
1984
Fee
AUM
Minimum
$100k
View profile
DL

David Lee Watson

Georgia·CRD #2423778
IA Rep

Investment Adviser Rep at ADVOCACY WEALTH MANAGEMENT, LLC

Experience
27 yrs
States
3
Exams
3
Since
1999
Est. fee
AUM
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DL

David Lee Wint

Alabama·CRD #869808
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
47 yrs
States
8
Exams
6
Since
1979
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Legrand Payne

North Carolina·CRD #714070
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
1
Exams
7
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Lehenbauer

Illinois·CRD #7538690
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Leigh Askenase

Texas·CRD #6521794
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DL

David Leigh Carothers Jr.

New Jersey·CRD #5152013
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
3
Exams
6
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
DL

David Leist

Connecticut·CRD #1971524
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
3
Exams
7
Since
1994
Est. fee
AUM / Commission / Flat Fee
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DL

David Leland Beck

Texas·CRD #1734145
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
34 yrs
States
1
Exams
7
Since
1992
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile
DL

David Leland Carr

Texas·CRD #1635702
Dual-registered

Dual-registered at CG ADVISORY SERVICES

Experience
39 yrs
States
1
Exams
6
Since
1987
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$5k
View profile
DL

David Leland Johanson

California·CRD #1540740
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
39 yrs
States
1
Exams
5
Since
1987
Fee
AUM / Flat Fee / Performance-based
View profile
DL

David Lemoyne Barnes

Texas·CRD #1243619
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
1
Exams
6
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Lenn Deruelle

California·CRD #4023444
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Flat Fee
View profile
DL

David Leonard Schmitz

Minnesota·CRD #1287846
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
1
Exams
5
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Leon Cowee

Texas·CRD #5390261
IA Rep

Investment Adviser Rep at SAGEGUARD FINANCIAL GROUP, LLC

Experience
19 yrs
States
1
Exams
1
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

David Leon Halpern

Georgia·CRD #1236066
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
5
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
DL

David Leon Hruza

Idaho·CRD #4390126
Dual-registered

Dual-registered at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DL

David Leon Johnson

Iowa·CRD #1121031
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
43 yrs
States
1
Exams
4
Since
1983
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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