AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DL

David Leon Lynn

New York·CRD #601089
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
58 yrs
States
1
Exams
7
Since
1968
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
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DL

David Leo Singer

Ohio·CRD #2224902
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
4
Since
1992
Est. fee
AUM / Commission / Flat Fee
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DL

David Leo Smidebush

Texas·CRD #7159671
IA Rep

Investment Adviser Rep at TITLEIST ASSET MANAGEMENT, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee
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DL

David Leo Spiegel

New Jersey·CRD #2305256
Dual-registered

Dual-registered at GCI FINANCIAL GROUP

Experience
32 yrs
States
1
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$300k
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DL

David Leroy Snelson

Idaho·CRD #5426905
Dual-registered

Dual-registered at CLEAR CREEK FINANCIAL MANAGEMENT, LLC

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
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DL

David Lesser

New York·CRD #813074
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
51 yrs
States
2
Exams
5
Since
1975
Est. fee
AUM / Commission / Flat Fee
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DL

David Lester Darner

Iowa·CRD #1053765
Dual-registered

Dual-registered at STRATEGIC ASSET MANAGEMENT LLC.

Experience
44 yrs
States
2
Exams
5
Since
1982
Fee
AUM / Flat Fee
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DL

David Levering Demuth

Maryland·CRD #1364167
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
41 yrs
States
1
Exams
6
Since
1985
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

David Levi Frick

Pennsylvania·CRD #6584613
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
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DL

David Lewicki

New York·CRD #7364098
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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DL

David Lewis

Louisiana·CRD #6154168
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
13 yrs
States
3
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DL

David Lewis Dannels Jr.

California·CRD #4226442
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
3
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
DL

David Lewis Horseman Jr

Florida·CRD #7070505
IA Rep

Investment Adviser Rep at ACRYLIC FINANCIAL, INC.

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
DL

David Lewis Mace

Kansas·CRD #3146255
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DL

David Lewis Martinez

California·CRD #2380628
Dual-registered

Dual-registered at ENZI WEALTH

Experience
33 yrs
States
4
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

David Lewis Monk

North Carolina·CRD #7319228
IA Rep

Investment Adviser Rep at FORTRESS PRIVATE LEDGER, LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$100k
View profile
DL

David Lewis Nickel

Virginia·CRD #1791672
Dual-registered

Dual-registered at &PARTNERS

Experience
38 yrs
States
1
Exams
3
Since
1988
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
DL

David L Glover Jr

Ohio·CRD #6195187
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
6
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
DL

David L Herman

Illinois·CRD #836952
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
49 yrs
States
3
Exams
5
Since
1977
Est. fee
AUM / Commission / Flat Fee
View profile
DL

David Libman

New York·CRD #6486511
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

David Lile Stull

California·CRD #5153633
IA Rep

Investment Adviser Rep at STOREHOUSE FINANCIAL LLC

Experience
20 yrs
States
4
Exams
1
Since
2006
Fee
AUM / Hourly / Performance-based
View profile
DL

David Lim

California·CRD #6150843
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
DL

David Lindsey Allison

North Carolina·CRD #4442492
Dual-registered

Dual-registered at ALLISON INVESTMENT MANAGEMENT, LLC

Experience
25 yrs
States
3
Exams
4
Since
2001
Fee
AUM / Flat Fee
Minimum
$500k
View profile
DL

David Livingston Brown Jr

Maryland·CRD #8014872
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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