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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DL

David Lloyd Blisk

Texas·CRD #2155652
Dual-registered

Dual-registered at SPIRE WEALTH MANAGEMENT, LLC

Experience
35 yrs
States
2
Exams
9
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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DL

David Lloyd Kahn

California·CRD #2752982
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
8
Exams
7
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DL

David Lloyd Kendig

New York·CRD #7715921
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
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DL

David L. McCalla

Massachusetts·CRD #1039468
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
44 yrs
States
2
Exams
5
Since
1982
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DL

David L Niehaus

California·CRD #2851093
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
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DL

David Lo

New Jersey·CRD #4427070
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
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DL

David Loman

Connecticut·CRD #6223964
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
3
Exams
4
Since
2014
Est. fee
AUM / Commission / Flat Fee
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DL

David Long Ellis

California·CRD #1765517
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
38 yrs
States
1
Exams
3
Since
1988
Fee
AUM / Other
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DL

David Louis Alper

Texas·CRD #4028758
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DL

David Louis Braud

Alabama·CRD #1534197
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
2
Exams
6
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DL

David Louis Danby Warren

Alaska·CRD #2639495
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
4
Exams
4
Since
1995
Est. fee
AUM / Commission / Flat Fee
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DL

David Louis Fenelon

New York·CRD #1275434
Dual-registered

Dual-registered at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
42 yrs
States
1
Exams
6
Since
1984
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

David Louis Greene

District Of Columbia·CRD #2208471
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
3
Exams
7
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Louis Guadagnino

New York·CRD #2314729
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
DL

David Louis Kasperek

Illinois·CRD #4746173
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Flat Fee
View profile
DL

David Louis Metz

New Jersey·CRD #2709464
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

David Lowell Hubble

California·CRD #1126195
Dual-registered

Dual-registered at COMPOUND PLANNING, INC.

Experience
30 yrs
States
1
Exams
6
Since
1996
Est. fee
AUM / Flat Fee / Other
Minimum
$25k
View profile
DL

David Lowell Moran

California·CRD #4602373
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

David Lowell Withrow

Ohio·CRD #1854676
IA Rep

Investment Adviser Rep at RED CEDAR INVESTMENT MANAGEMENT

Experience
7 yrs
States
1
Since
2019
Est. fee
AUM
Minimum
$1.0M
View profile
DL

David L Petray

California·CRD #1974569
Dual-registered

Dual-registered at SYNDICATED CAPITAL, INC.

Experience
37 yrs
States
1
Exams
3
Since
1989
Est. fee
AUM / Flat Fee / Other
View profile
DL

David L Rogers

Florida·CRD #4972305
Dual-registered

Dual-registered at BLUEPRINT FINANCIAL ADVISORS

Experience
16 yrs
States
3
Exams
3
Since
2010
Est. fee
AUM / Hourly
View profile
DL

David L Rosson

California·CRD #8279711
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
DL

David L Salzberg

New Hampshire·CRD #5978502
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
DL

David L Shuler

Colorado·CRD #5429109
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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