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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DM

David Mar

California·CRD #1095682
IA Rep

Investment Adviser Rep at ARETE WEALTH ADVISORS, LLC

Experience
42 yrs
States
1
Exams
3
Since
1984
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
DM

David Marc Harmon

Rhode Island·CRD #1505722
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
40 yrs
States
1
Exams
6
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

David Marcus

North Carolina·CRD #5613071
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David Marcus Baum

Texas·CRD #867275
Dual-registered

Dual-registered at CAPACUITY LLC

Experience
43 yrs
States
1
Exams
8
Since
1983
Fee
AUM / Flat Fee / Other
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DM

David Marcus Brookings

Missouri·CRD #4096507
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DM

David Marek Mezynski

New Jersey·CRD #7785256
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
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DM

David Mark Baranek

New Jersey·CRD #3163282
IA Rep

Investment Adviser Rep at SUMMIT FINANCIAL, LLC

Experience
28 yrs
States
1
Exams
3
Since
1998
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
DM

David Mark Biebelberg

Missouri·CRD #4497913
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
2
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

David Mark Braunstein

New York·CRD #831683
Dual-registered

Dual-registered at SAPERSTON LEGACY ADVISORS, INC.

Experience
49 yrs
States
1
Exams
5
Since
1977
Fee
AUM / Hourly
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DM

David Mark Burg

Massachusetts·CRD #4587349
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

David Mark Cornwell

Ohio·CRD #2401072
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
1
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

David Mark Ebner

Pennsylvania·CRD #2962914
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
3
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David Mark Ellowitch

Pennsylvania·CRD #3102817
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

David Mark Fletcher

Florida·CRD #4645681
IA Rep

Investment Adviser Rep at SOUTHEAST ASSET ADVISORS, LLC

Experience
23 yrs
States
1
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DM

David Mark Hopkins

California·CRD #2110385
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DM

David Mark La Valle

New York·CRD #5285561
IA Rep

Investment Adviser Rep at AMERICAN CAPITAL MANAGEMENT INC

Experience
7 yrs
States
2
Exams
1
Since
2019
Est. fee
AUM
Minimum
$2.0M
View profile
DM

David Mark Mullen

New York·CRD #1327419
Dual-registered

Dual-registered at HAZARD & SIEGEL ADVISORY SERVICES LLC

Experience
41 yrs
States
4
Exams
15
Since
1985
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DM

David Mark Sharp

Indiana·CRD #6182171
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile
DM

David Mark Sharpe

Wisconsin·CRD #4916019
Dual-registered

Dual-registered at SAVVY

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DM

David Mark Wright

Ohio·CRD #1540583
IA Rep

Investment Adviser Rep at SOUND INCOME STRATEGIES, LLC

Experience
40 yrs
States
1
Exams
4
Since
1986
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DM

David Marlon Tressler

Alabama·CRD #709961
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
46 yrs
States
1
Exams
7
Since
1980
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

David Martin Darst

Texas·CRD #61129
IA Rep

Investment Adviser Rep at AMERICANA PARTNERS, LLC

Experience
52 yrs
States
1
Exams
9
Since
1974
Est. fee
AUM / Flat Fee
View profile
DM

David Martin Halseth

Colorado·CRD #2283697
IA Rep

Investment Adviser Rep at CONSILIUM, LLC

Experience
28 yrs
States
1
Exams
1
Since
1998
Est. fee
AUM / Flat Fee / Other
Minimum
$250k
View profile
DM

David Martin Salazar

California·CRD #6676907
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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