AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DM

David Michael Lehmann

Texas·CRD #3141896
Dual-registered

Dual-registered at LUTHER KING CAPITAL MANAGEMENT CORPORATION

Experience
13 yrs
States
1
Exams
2
Since
2013
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$2.0M
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DM

David Michael Leone

New Jersey·CRD #5737854
IA Rep

Investment Adviser Rep at CALTON & ASSOCIATES, INC.

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
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DM

David Michael Lewark

Arizona·CRD #4705526
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DM

David Michael Linsky

Florida·CRD #6850479
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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DM

David Michael Mann

North Dakota·CRD #4744708
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DM

David Michael Martin

Massachusetts·CRD #7998909
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
1 yrs
States
1
Exams
5
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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DM

David Michael McDonough

Massachusetts·CRD #2497561
Dual-registered

Dual-registered at TRILOGY CAPITAL, INC.

Experience
32 yrs
States
1
Exams
7
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DM

David Michael Miller

Texas·CRD #1849707
IA Rep

Investment Adviser Rep at ASSUREDPARTNERS INVESTMENT ADVISORS

Experience
38 yrs
States
1
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee / Other
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DM

David Michael Montgomery

Florida·CRD #4985656
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Hourly / Flat Fee
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DM

David Michael Moore

Illinois·CRD #5654316
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Commission / Flat Fee
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DM

David Michael Morris

Maryland·CRD #1306682
IA Rep

Investment Adviser Rep at TRIBRIDGE PARTNERS FINANCIAL LLC

Experience
41 yrs
States
1
Exams
5
Since
1985
Est. fee
AUM / Flat Fee
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DM

David Michael Morris

Texas·CRD #872936
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
47 yrs
States
2
Exams
7
Since
1979
Est. fee
AUM / Flat Fee
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DM

David Michael Muehl

Michigan·CRD #4375044
Dual-registered

Dual-registered at CANOPY WEALTH MANAGEMENT

Experience
25 yrs
States
3
Exams
3
Since
2001
Est. fee
AUM / Hourly
Minimum
$250k
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DM

David Michael Mysliwiec Sr

New York·CRD #2507273
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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DM

David Michael Newbore

Oregon·CRD #3109427
Dual-registered

Dual-registered at NEWBORE WEALTH MANAGEMENT, INC.

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Hourly
Minimum
$50k
View profile
DM

David Michael Pabin

Texas·CRD #2149045
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
32 yrs
States
1
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

David Michael Peterson

Texas·CRD #2841786
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David Michael Pintaric

North Carolina·CRD #1605115
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
4
Exams
7
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

David Michael Piotrowski

Texas·CRD #2942225
Dual-registered

Dual-registered at WATERFORD CAPITAL INVESTMENT ADVISORY SERVICES LLC

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM
Minimum
$5.0M
View profile
DM

David Michael Ream

Oregon·CRD #5195897
Dual-registered

Dual-registered at BLUE WATER WEALTH

Experience
19 yrs
States
3
Exams
4
Since
2007
Fee
AUM / Flat Fee
Minimum
$5k
View profile
DM

David Michael Roberge

Illinois·CRD #1189147
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
3
Exams
5
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David Michael Robert Zack

Minnesota·CRD #3053995
Dual-registered

Dual-registered at ADVISORNET WEALTH PARTNERS

Experience
28 yrs
States
1
Exams
4
Since
1998
Fee
AUM / Hourly / Flat Fee / Other
View profile
DM

David Michael Robinson

Alabama·CRD #2143144
Dual-registered

Dual-registered at CG ADVISORY SERVICES

Experience
34 yrs
States
10
Exams
4
Since
1992
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$5k
View profile
DM

David Michael Rogers

Florida·CRD #1133693
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
43 yrs
States
4
Exams
6
Since
1983
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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