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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DM

David Michael Fairman

Indiana·CRD #5519731
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

David Michael Foley

Oklahoma·CRD #2835190
Dual-registered

Dual-registered at CADENT CAPITAL ADVISORS, LLC

Experience
29 yrs
States
2
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee / Other
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DM

David Michael Foster

Minnesota·CRD #4064396
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
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DM

David Michael Frascella

Delaware·CRD #4197259
Dual-registered

Dual-registered at IH2 ADVISORS & COMPANY

Experience
18 yrs
States
1
Exams
7
Since
2008
Fee
AUM / Other
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DM

David Michael Goar

Utah·CRD #5280219
Dual-registered

Dual-registered at PROMONTORY FINANCIAL PLANNING, LLC

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
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DM

David Michael Grass

Florida·CRD #5870368
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David Michael Greenleaf

Maryland·CRD #2370933
Dual-registered

Dual-registered at WIDMANN FINANCIAL SERVICES

Experience
33 yrs
States
1
Exams
3
Since
1993
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
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DM

David Michael Greenleigh

Maryland·CRD #2925327
Dual-registered

Dual-registered at LGG FINANCIAL

Experience
29 yrs
States
2
Exams
6
Since
1997
Fee
AUM
View profile
DM

David Michael Greiner

North Carolina·CRD #4429391
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
11
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David Michael Grieco

Michigan·CRD #5795581
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David Michael Gustin

New York·CRD #722400
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
45 yrs
States
2
Exams
5
Since
1981
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

David Michael Guyer

Pennsylvania·CRD #7180844
IA Rep

Investment Adviser Rep at HORNOR, TOWNSEND & KENT, LLC

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DM

David Michael Henderson

California·CRD #5996813
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

David Michael Heykens

Florida·CRD #8156555
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

David Michael Hoff

Florida·CRD #1058737
Dual-registered

Dual-registered at FIRST HEARTLAND CONSULTANTS, INC.

Experience
42 yrs
States
3
Exams
9
Since
1984
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

David Michael Jones

Arizona·CRD #1023665
Dual-registered

Dual-registered at D & G ADVISORY GROUP, L.L.C.

Experience
39 yrs
States
7
Exams
6
Since
1987
Fee
AUM / Commission / Hourly
View profile
DM

David Michael Jude Curiel

California·CRD #7877723
IA Rep

Investment Adviser Rep at ALPHACORE CAPITAL LLC

Experience
2 yrs
States
1
Exams
2
Since
2024
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
DM

David Michael Jullie

Florida·CRD #2742699
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
3
Exams
6
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

David Michael Kahal

Connecticut·CRD #2051851
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
35 yrs
States
3
Exams
6
Since
1991
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

David Michael Kotler

Connecticut·CRD #5519531
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
3
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David Michael Kover

Florida·CRD #1854836
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
3
Exams
6
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

David Michael Lamberjack

Michigan·CRD #8089065
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DM

David Michael Lee

Texas·CRD #4491042
IA Rep

Investment Adviser Rep at AVIDIAN WEALTH SOLUTIONS

Experience
24 yrs
States
1
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DM

David Michael Lee

Texas·CRD #6721048
Dual-registered

Dual-registered at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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