AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DM

David Michael Sabonghy

Texas·CRD #4521976
Dual-registered

Dual-registered at WATERLOO CAPITAL

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$1.0M
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DM

David Michael Sanderson

Texas·CRD #5469199
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Hourly / Flat Fee
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DM

David Michael Sieben

Minnesota·CRD #5730105
Dual-registered

Dual-registered at SIEBEN WEALTH PLANNING LLC

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Flat Fee
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DM

David Michael Simmons

Florida·CRD #3274658
Dual-registered

Dual-registered at QM ADVISORS LLC

Experience
26 yrs
States
4
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
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DM

David Michael Space

Ohio·CRD #6432696
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
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DM

David Michael Spangler

Alabama·CRD #7793657
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
2 yrs
States
50
Exams
1
Since
2024
Fee
AUM
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DM

David Michael Stubbs

California·CRD #7515375
Dual-registered

Dual-registered at ALPHACORE CAPITAL LLC

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Flat Fee
Minimum
$1.0M
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DM

David Michael Suntken

Iowa·CRD #2214499
Dual-registered

Dual-registered at RIA ADVISORY GROUP, LLC

Experience
34 yrs
States
1
Exams
6
Since
1992
Est. fee
AUM
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DM

David Michael Tarantini

Pennsylvania·CRD #5396695
Dual-registered

Dual-registered at &PARTNERS

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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DM

David Michael Thieke

Minnesota·CRD #3178138
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
27 yrs
States
1
Exams
3
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

David Michael Thome

Texas·CRD #4725685
Dual-registered

Dual-registered at FIDUCIENT ADVISORS LLC

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Flat Fee / Performance-based
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DM

David Michael Valent Jr

Michigan·CRD #7996117
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
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DM

David Michael Vogelson

Iowa·CRD #2156099
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
3
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

David Michael Webb

Texas·CRD #5348995
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
19 yrs
States
1
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

David Michael Wolfe

Minnesota·CRD #1410141
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
40 yrs
States
1
Exams
8
Since
1986
Est. fee
AUM / Flat Fee
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DM

David Michael Wright

Texas·CRD #5480867
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
18 yrs
States
2
Exams
6
Since
2008
Est. fee
AUM / Flat Fee
View profile
DM

David Michael Zirko

Illinois·CRD #6200348
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

David Miller

Georgia·CRD #7511089
IA Rep

Investment Adviser Rep at LANIER FINANCIAL GROUP LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

David Ming Jeremiah

Texas·CRD #7914893
IA Rep

Investment Adviser Rep at HUB INVESTMENT PARTNERS, LLC

Experience
2 yrs
States
2
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

David Mitchel Gallers

New York·CRD #4467295
Dual-registered

Dual-registered at WEALTHSPRING CAPITAL LLC

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Performance-based
Minimum
$500k
View profile
DM

David Mitchel Smith

Georgia·CRD #4235935
Dual-registered

Dual-registered at BLUECHIP WEALTH ADVISORS LLC

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

David M Kistner

Florida·CRD #5840774
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David M Labourdette

New York·CRD #2471797
Dual-registered

Dual-registered at &PARTNERS

Experience
32 yrs
States
2
Exams
7
Since
1994
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
DM

David M Lewis

Illinois·CRD #5564942
IA Rep

Investment Adviser Rep at OXFORD FINANCIAL GROUP, LTD

Experience
9 yrs
States
1
Since
2017
Fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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