AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DM

David M Lewson

Connecticut·CRD #3219920
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David M Mrosko

California·CRD #7546606
IA Rep

Investment Adviser Rep at NORTH POINT PORTFOLIO MANAGERS CORPORATION

Experience
4 yrs
States
5
Since
2022
Est. fee
AUM
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DM

David M Ogden

California·CRD #4357215
Dual-registered

Dual-registered at GOLDEN STATE WEALTH MANAGEMENT, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Other
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DM

David Moler

Maryland·CRD #6500692
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
11 yrs
States
3
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
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DM

David Montague Baker

Rhode Island·CRD #8067937
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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DM

David Moran

New York·CRD #7732665
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
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DM

David Moreno Valencia

California·CRD #7834476
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

States
1
Exams
4
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Other
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DM

David Morgan Brenner

California·CRD #1370881
Dual-registered

Dual-registered at D. M. BRENNER, INC.

Experience
41 yrs
States
2
Exams
4
Since
1985
Est. fee
AUM / Flat Fee
Minimum
$500k
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DM

David Morgan Schubach

Connecticut·CRD #2279707
IA Rep

Investment Adviser Rep at INTEGRITY FINANCIAL ADVISORS, LLC

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Other
Minimum
$5.0M
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DM

David M Ostmann

Ohio·CRD #5986627
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David M Porter

New Mexico·CRD #4652636
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
7
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David M Shave

Florida·CRD #5975258
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
13 yrs
States
3
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

David M Stamm

Wisconsin·CRD #5699945
IA Rep

Investment Adviser Rep at DANA INVESTMENT ADVISORS INC

Experience
16 yrs
States
1
Since
2010
Fee
AUM / Flat Fee / Performance-based
View profile
DM

David M Stanley

California·CRD #3086776
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David M. Teall

Indiana·CRD #6650141
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

David Murphy

Texas·CRD #2890714
Dual-registered

Dual-registered at LAZARD ASSET MANAGEMENT LLC

Experience
28 yrs
States
1
Exams
6
Since
1998
Fee
AUM / Flat Fee / Performance-based
View profile
DM

David M Wilson

Florida·CRD #5834683
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David M Wilson Jr

California·CRD #7679177
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DN

David Nader

Colorado·CRD #7646440
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
DN

David Nathaniel Flora

Minnesota·CRD #5854262
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
DN

David Nathaniel Krake

California·CRD #4853921
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
DN

David Nathaniel Vaughan

North Carolina·CRD #2224285
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
3
Exams
4
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
DN

David N Burt

Massachusetts·CRD #6291112
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
12 yrs
States
1
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
DN

David Neil Wilkinson Jr

Illinois·CRD #5515846
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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