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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DN

David N Elan

Wyoming·CRD #3107755
Dual-registered

Dual-registered at INCOME FOCUS PORTFOLIO MANAGEMENT

Experience
21 yrs
States
1
Exams
4
Since
2005
Fee
AUM
Minimum
$250k
View profile
DN

David Nelson Bell

North Carolina·CRD #7221026
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
6 yrs
States
3
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DN

David Nelson Harper II

Colorado·CRD #2053675
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DN

David Nelson Lundquist

California·CRD #4850011
IA Rep

Investment Adviser Rep at LIDO

Experience
21 yrs
States
3
Exams
1
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DN

David Nelson Wells

North Carolina·CRD #1943352
Dual-registered

Dual-registered at WELLS FINANCIAL MANAGEMENT, LLC

Experience
33 yrs
States
2
Exams
5
Since
1993
Fee
AUM / Flat Fee
Minimum
$500k
View profile
DN

David Newsum Jones

Colorado·CRD #2357788
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
DN

David Nicholas Maynard

California·CRD #5428519
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DN

David N Johnson

Texas·CRD #5586601
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
7
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DN

David N Lenvin

Texas·CRD #5354636
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
DN

David N Mebs

New Jersey·CRD #6132905
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
13 yrs
States
3
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
DN

David Nmn Guenoun

Florida·CRD #2665272
Dual-registered

Dual-registered at SCALA CAPITAL LLC

Experience
14 yrs
States
1
Exams
2
Since
2012
Fee
AUM / Performance-based
Minimum
$250k
View profile
DN

David Nmn Savir

Florida·CRD #5547648
Dual-registered

Dual-registered at ELEMENT POINTE FAMILY OFFICE

Experience
10 yrs
States
2
Exams
5
Since
2016
Est. fee
AUM / Flat Fee / Performance-based / Other
View profile
DN

David Norman Jacowitz

Pennsylvania·CRD #4337935
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DN

David Norton Goodson

North Carolina·CRD #1186819
Dual-registered

Dual-registered at PROFFITT & GOODSON INC.

Experience
22 yrs
States
4
Exams
3
Since
2004
Est. fee
AUM / Hourly / Other
View profile
DN

David N Pappas

Florida·CRD #1189108
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
3
Exams
5
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
DN

David N Sheppard

Florida·CRD #421502
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
54 yrs
States
3
Exams
10
Since
1972
Est. fee
AUM / Commission / Flat Fee
View profile
DN

David Nyles Nelson

Colorado·CRD #5085790
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
20 yrs
States
4
Exams
6
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
DO

David Octavio Spinar

Nebraska·CRD #2789529
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
30 yrs
States
2
Exams
6
Since
1996
Est. fee
AUM / Flat Fee
View profile
DO

David Olen White Jr

Florida·CRD #2308718
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
4
Exams
6
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
DO

David Olsen

Florida·CRD #4823650
Dual-registered

Dual-registered at GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
DO

David O McBride

North Carolina·CRD #7543716
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DO

David Orin McMillin

Florida·CRD #2107299
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
2
Exams
7
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DO

David Orlando Perez

Tennessee·CRD #7219617
IA Rep

Investment Adviser Rep at SAGEGUARD FINANCIAL GROUP, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
DO

David Orr

Texas·CRD #7967274
IA Rep

Investment Adviser Rep at MILITIA CAPITAL MANAGEMENT, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Performance-based
Minimum
$50k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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