AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DO

David Orson Harris

Utah·CRD #5604929
Dual-registered

Dual-registered at STATERA WEALTH MANAGEMENT

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly
View profile
DO

David Ortiz

Texas·CRD #8310611
IA Rep

Investment Adviser Rep at STANSBERRY ASSET MANAGEMENT, LLC

States
1
Exams
2
Since
2026
Est. fee
AUM
Minimum
$500k
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DO

David Otto Wolf

Colorado·CRD #2090062
IA Rep

Investment Adviser Rep at GILL CAPITAL PARTNERS

Experience
13 yrs
States
1
Exams
1
Since
2013
Fee
AUM / Commission / Hourly / Flat Fee
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DO

David Owen Schrempf

California·CRD #5704162
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
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DP

David Parker Pearson

New York·CRD #1011590
Dual-registered

Dual-registered at CARRET ASSET MANAGEMENT, LLC

Experience
24 yrs
States
2
Exams
3
Since
2002
Est. fee
AUM / Performance-based
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DP

David Patrick Angeline

Florida·CRD #7421166
IA Rep

Investment Adviser Rep at KARPUS INVESTMENT MANAGEMENT

Experience
4 yrs
States
3
Exams
1
Since
2022
Fee
AUM
Minimum
$500k
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DP

David Patrick Beatson

Virginia·CRD #1695205
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
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DP

David Patrick Bolduc

California·CRD #2062705
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

David Patrick Chandler

Arizona·CRD #5273942
Dual-registered

Dual-registered at IP FINANCIAL ADVISORY SERVICES LLC

Experience
18 yrs
States
8
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
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DP

David Patrick Clark

Massachusetts·CRD #5515956
Dual-registered

Dual-registered at GUARDIAN WEALTH ADVISORS, LLC

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

David Patrick Dolan

Minnesota·CRD #4189612
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
1
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DP

David Patrick Duquemin

Texas·CRD #2958945
IA Rep

Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.

Experience
13 yrs
States
1
Exams
1
Since
2013
Fee
AUM / Flat Fee / Performance-based
View profile
DP

David Patrick Dwyer

Kansas·CRD #5015116
Dual-registered

Dual-registered at LEGACY FINANCIAL STRATEGIES, LLC

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DP

David Patrick Farrell

Texas·CRD #2570228
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DP

David Patrick Flynn

Hawaii·CRD #2707577
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
4
Exams
7
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DP

David Patrick Mariacher

Florida·CRD #2626888
Dual-registered

Dual-registered at INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

Experience
31 yrs
States
4
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
DP

David Patrick McGrath

Alabama·CRD #2653768
Dual-registered

Dual-registered at OAKWORTH ASSET MANAGEMENT, LLC

Experience
14 yrs
States
2
Exams
2
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

David Patrick Nahm

California·CRD #5070518
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
4
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
DP

David Patrick Oconnor

Texas·CRD #2143494
Dual-registered

Dual-registered at WATERFORD CAPITAL INVESTMENT ADVISORY SERVICES LLC

Experience
35 yrs
States
1
Exams
10
Since
1991
Est. fee
AUM
Minimum
$5.0M
View profile
DP

David Patrick Reilly

New York·CRD #5406175
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DP

David Patrick Resch

New York·CRD #836946
Dual-registered

Dual-registered at POST RESCH TALLON GROUP

Experience
49 yrs
States
2
Exams
7
Since
1977
Est. fee
AUM
View profile
DP

David Patrick Senkyr

Iowa·CRD #4311689
Dual-registered

Dual-registered at LANE FAMILY WEALTH MANAGEMENT

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM
View profile
DP

David Patrick Shoup

Pennsylvania·CRD #2685290
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
31 yrs
States
1
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DP

David Patrick Smith

Missouri·CRD #4718057
Dual-registered

Dual-registered at WEALTH MANAGEMENT

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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