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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DR

David Ray Henze

Indiana·CRD #2545890
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
1
Exams
6
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

David Ray Hess

New Jersey·CRD #1109317
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
2
Exams
4
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

David Ray Hughes

Colorado·CRD #4475502
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
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DR

David Raymond Callot

Connecticut·CRD #2234131
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
34 yrs
States
3
Exams
4
Since
1992
Est. fee
AUM / Flat Fee
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DR

David Raymond Falk

North Dakota·CRD #1036828
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
44 yrs
States
1
Exams
5
Since
1982
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
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DR

David Raymond Travis

Maryland·CRD #2908037
Dual-registered

Dual-registered at FINANCIAL COUNCIL, LLC

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM
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DR

David Ray O'Dell

Georgia·CRD #5202580
Dual-registered

Dual-registered at QM ADVISORS LLC

States
1
Exams
4
Since
2026
Est. fee
AUM / Hourly / Flat Fee
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DR

David Ray Rodriguez

Texas·CRD #2645831
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
1
Exams
9
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

David R Berry

Texas·CRD #5801861
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
DR

David R Chilelli

Alabama·CRD #6531681
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DR

David Rebeor

New York·CRD #7268407
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

David Rectenwald

Maryland·CRD #6689335
Dual-registered

Dual-registered at CATOCTIN RIDGE WEALTH PARTNER

Experience
10 yrs
States
2
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

David Reed Hines

Maine·CRD #4711307
Dual-registered

Dual-registered at H.M. PAYSON

Experience
23 yrs
States
1
Exams
1
Since
2003
Fee
AUM / Flat Fee
View profile
DR

David Reed Hunter

Utah·CRD #4562186
Dual-registered

Dual-registered at CYNOSURE GROUP, LLC

Experience
17 yrs
States
1
Exams
5
Since
2009
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50.0M
View profile
DR

David Reese Moore

Illinois·CRD #6823295
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Flat Fee
View profile
DR

David Refuerzo

California·CRD #5719309
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DR

David R Eggleston

Florida·CRD #3245219
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

David Reuther Siebel

New Jersey·CRD #6027617
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

David Rex Rousselot

California·CRD #2594478
IA Rep

Investment Adviser Rep at DWR WEALTH MANAGEMENT, LLC

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
DR

David Reyes

California·CRD #2720768
Dual-registered

Dual-registered at REYES FINANCIAL ARCHITECTURE INC.

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM
View profile
DR

David Reynold Kallman

Illinois·CRD #824227
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
50 yrs
States
1
Exams
7
Since
1976
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

David Reynolds Manookin

Colorado·CRD #4233741
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
4
Exams
10
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

David Reynolds Tracey

Indiana·CRD #5222875
Dual-registered

Dual-registered at PATHWAY FINANCIAL ADVISERS, LLC

Experience
11 yrs
States
2
Exams
2
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

David R Faulkner

Texas·CRD #4490886
Dual-registered

Dual-registered at SPECTRUM ADVISORS, INC.

Experience
20 yrs
States
1
Exams
6
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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