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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DR

David R Forshew

Ohio·CRD #4398850
IA Rep

Investment Adviser Rep at ADVANCE CAPITAL MANAGEMENT INC

Experience
17 yrs
States
1
Exams
2
Since
2009
Est. fee
AUM / Flat Fee
View profile
DR

David R Hansen

California·CRD #5210273
Dual-registered

Dual-registered at DRH INVESTMENTS, INC.

Experience
15 yrs
States
2
Exams
4
Since
2011
Est. fee
AUM / Performance-based
Minimum
$1.0M
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DR

David R Hurlbut

Iowa·CRD #6695400
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
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DR

David Rhys Eichenhofer

New York·CRD #2717300
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DR

David Richard Bailey

Michigan·CRD #5028735
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DR

David Richard Beveridge Jr

Illinois·CRD #1635062
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
39 yrs
States
2
Exams
4
Since
1987
Est. fee
AUM / Flat Fee
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DR

David Richard Chepauskas

New Jersey·CRD #2033478
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
36 yrs
States
1
Exams
3
Since
1990
Est. fee
AUM / Flat Fee
Minimum
$100k
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DR

David Richard Ford

California·CRD #2965164
Dual-registered

Dual-registered at BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.

Experience
28 yrs
States
4
Exams
7
Since
1998
Fee
AUM / Hourly
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DR

David Richard Hofer

Florida·CRD #2024691
Dual-registered

Dual-registered at BANYAN GLOBAL INVESTMENT ADVISORS, LLC

Experience
36 yrs
States
1
Exams
6
Since
1990
Est. fee
AUM
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DR

David Richard Laliberte Jr

Massachusetts·CRD #3003191
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
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DR

David Richard Ojerholm

Massachusetts·CRD #5411112
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

David Richard Pasciak

Florida·CRD #735100
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
45 yrs
States
13
Exams
8
Since
1981
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

David Richard Peirce

Iowa·CRD #7920222
IA Rep

Investment Adviser Rep at AVANTAX PLANNING PARTNERS, INC.

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

David Richard Polachek

Pennsylvania·CRD #8218390
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
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DR

David Richard Quaintance

Minnesota·CRD #2385698
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Flat Fee
View profile
DR

David Richard Tillou

Minnesota·CRD #1463456
Dual-registered

Dual-registered at ALPHASTAR CAPITAL MANAGEMENT

Experience
34 yrs
States
2
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

David Rick Anderson

Minnesota·CRD #1568913
Dual-registered

Dual-registered at ONEASCENT FINANCIAL SERVICES LLC

Experience
40 yrs
States
3
Exams
6
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

David Rickard Penniall

California·CRD #1088267
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
43 yrs
States
2
Exams
6
Since
1983
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DR

David Ritchie McKee

Maryland·CRD #2512331
Dual-registered

Dual-registered at ACCORDANT ADVISORY GROUP, INC.

Experience
32 yrs
States
3
Exams
6
Since
1994
Est. fee
AUM / Hourly
Minimum
$10k
View profile
DR

David R Lowenthal

New Jersey·CRD #2853584
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
3
Exams
5
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DR

David Robert Baker

Massachusetts·CRD #4119803
Dual-registered

Dual-registered at 93 FINANCIAL GROUP, LLC

Experience
23 yrs
States
1
Exams
6
Since
2003
Fee
AUM
View profile
DR

David Robert Ball

Maryland·CRD #5575461
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
3
Exams
5
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
DR

David Robert Bauman

Texas·CRD #4310277
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
DR

David Robert Bier

Illinois·CRD #1226100
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
3
Exams
6
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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