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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DR

David Robert Costa

Connecticut·CRD #7653008
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
5
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DR

David Robert Coughlin

Florida·CRD #2193800
Dual-registered

Dual-registered at SECURE ASSET MANAGEMENT, L.L.C.

Experience
35 yrs
States
1
Exams
5
Since
1991
Est. fee
AUM / Flat Fee / Other
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DR

David Robert Demore

Florida·CRD #4929331
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
3
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DR

David Robert Espinosa

California·CRD #4244579
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
23 yrs
States
4
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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DR

David Robert Feigelman

Florida·CRD #1083638
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
44 yrs
States
3
Exams
5
Since
1982
Est. fee
AUM / Commission / Flat Fee
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DR

David Robert Finkel

Florida·CRD #1198006
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
3
Exams
4
Since
1983
Est. fee
AUM / Commission / Flat Fee
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DR

David Robert Fox

Florida·CRD #4114228
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
26 yrs
States
3
Exams
3
Since
2000
Fee
AUM / Hourly / Flat Fee
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DR

David Robert Gilbert

California·CRD #4432909
Dual-registered

Dual-registered at MASON INVESTMENT ADVISORY SERVICES INC

Experience
24 yrs
States
3
Exams
4
Since
2002
Fee
AUM / Flat Fee
View profile
DR

David Robert Grenier

Texas·CRD #1057740
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
44 yrs
States
2
Exams
4
Since
1982
Est. fee
AUM / Commission / Flat Fee
View profile
DR

David Robert Guilford

Louisiana·CRD #2308983
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
11 yrs
States
1
Exams
6
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

David Robert Holtz

Ohio·CRD #2816897
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
30 yrs
States
1
Exams
2
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

David Robert Hope

California·CRD #2402273
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
4
Exams
6
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

David Robert Kern

California·CRD #1210234
IA Rep

Investment Adviser Rep at CONCORDE ASSET MANAGEMENT, LLC

Experience
43 yrs
States
5
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DR

David Robert Macdougall

Massachusetts·CRD #6442591
IA Rep

Investment Adviser Rep at IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

Experience
5 yrs
States
1
Since
2021
Est. fee
AUM / Flat Fee
View profile
DR

David Robert Naylor

California·CRD #1979541
Dual-registered

Dual-registered at SOUNDHAVEN CAPITAL MANAGEMENT

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Flat Fee
Minimum
$100k
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DR

David Robert Neubrander

Ohio·CRD #1457100
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
40 yrs
States
1
Exams
10
Since
1986
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
DR

David Robert Neumann

Illinois·CRD #3214195
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
DR

David Robert Olson

South Dakota·CRD #1092569
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
2
Exams
8
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
DR

David Robert Ryan

Massachusetts·CRD #5436130
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
18 yrs
States
2
Exams
4
Since
2008
Fee
AUM / Hourly / Flat Fee
View profile
DR

David Robert Tyczynski

New York·CRD #6163559
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Flat Fee
View profile
DR

David Robert Whaley

Tennessee·CRD #7013866
Dual-registered

Dual-registered at HORSE COVE PARTNERS LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
DR

David Robert Wheatley

Connecticut·CRD #2337773
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
30 yrs
States
1
Exams
8
Since
1996
Fee
AUM / Hourly / Flat Fee
View profile
DR

David Rocco L'Erario

Pennsylvania·CRD #857542
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
48 yrs
States
1
Exams
6
Since
1978
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

David Rodney Black

Florida·CRD #5361167
Dual-registered

Dual-registered at USA FINANCIAL SECURITIES LLC

Experience
19 yrs
States
6
Exams
4
Since
2007
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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