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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DS

David Scott Welton

Alabama·CRD #811129
Dual-registered

Dual-registered at CAPE INVESTMENT ADVISORY, INC.

Experience
51 yrs
States
2
Exams
5
Since
1975
Fee
AUM
Minimum
$25k
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DS

David Scott Wilson

California·CRD #1895701
Dual-registered

Dual-registered at KCD FINANCIAL, INC.

Experience
35 yrs
States
5
Exams
7
Since
1991
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
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DS

David Sebastian Nunez

Georgia·CRD #8228638
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
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DS

David Semaya

New Jersey·CRD #7828565
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
2 yrs
States
3
Exams
3
Since
2024
Est. fee
AUM / Flat Fee
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DS

David S. Eskenazi

Washington·CRD #1196716
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
1
Exams
8
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DS

David Seth Comito

New Jersey·CRD #2829855
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Commission / Flat Fee
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DS

David Seth Gurievsky

Florida·CRD #2121790
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
35 yrs
States
2
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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DS

David Severe

New Jersey·CRD #8312397
IA Rep

Investment Adviser Rep at MAIN STREET FINANCIAL SOLUTIONS, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
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DS

David S Findlow

Colorado·CRD #2144568
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
35 yrs
States
1
Exams
7
Since
1991
Fee
AUM / Hourly / Flat Fee / Other
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DS

David Shane Pearcy

Tennessee·CRD #6409543
IA Rep

Investment Adviser Rep at SOUND INCOME STRATEGIES, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
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DS

David Shawn Cooksey

Arizona·CRD #2431914
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
25 yrs
States
15
Exams
4
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee
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DS

David Sheppard Duncan

Maryland·CRD #1000761
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
45 yrs
States
2
Exams
5
Since
1981
Est. fee
AUM / Flat Fee
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DS

David Sheridan Bone

Florida·CRD #7296021
Dual-registered

Dual-registered at ONE + ONE WEALTH MANAGEMENT, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM
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DS

David Sherman

Florida·CRD #6915840
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
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DS

David S Hullinger

Texas·CRD #4630697
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
DS

David Siegel

New York·CRD #4184622
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DS

David Simon Frank

Georgia·CRD #4957297
Dual-registered

Dual-registered at PEACHTREE WEALTH ADVISORS, INC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Flat Fee
View profile
DS

David S. King

South Carolina·CRD #2608635
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
1
Exams
7
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DS

David S Larkin

New Jersey·CRD #4992353
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
DS

David S Laub

California·CRD #4110077
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
4
Exams
10
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DS

David Sloan White

North Carolina·CRD #2337298
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DS

David S Newby

Arizona·CRD #5356241
Dual-registered

Dual-registered at SUMMIT WEALTH GROUP

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Flat Fee
View profile
DS

David Soniat Barberot

Minnesota·CRD #7297435
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
DS

David S Ornstein

Connecticut·CRD #2189530
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
5
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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