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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DS

David Soukup

Kansas·CRD #7372968
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
5 yrs
States
2
Exams
1
Since
2021
Fee
AUM
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DS

David Spaulding Brookes

California·CRD #1737049
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
36 yrs
States
1
Exams
4
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DS

David S Pummel

Kansas·CRD #4490497
IA Rep

Investment Adviser Rep at MARINER WEALTH

Experience
25 yrs
States
2
Exams
5
Since
2001
Fee
Other
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DS

David S Sandhu

Texas·CRD #7034863
IA Rep

Investment Adviser Rep at EVERSOURCE WEALTH ADVISORS, LLC

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Hourly / Flat Fee
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DS

David Stahle Jr.

California·CRD #7123165
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
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DS

David Stanton

Iowa·CRD #6739619
Dual-registered

Dual-registered at BRADFORD FINANCIAL CENTER

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Other
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DS

David Stauffer Webb

Indiana·CRD #1643545
Dual-registered

Dual-registered at CURRY WEBB WEALTH MANAGEMENT LLC

Experience
20 yrs
States
1
Exams
2
Since
2006
Est. fee
AUM
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DS

David Steele Sutphin

Florida·CRD #2747358
Dual-registered

Dual-registered at NBC SECURITIES, INC.

Experience
27 yrs
States
2
Exams
8
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
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DS

David Stephen Clark

Pennsylvania·CRD #6723236
Dual-registered

Dual-registered at WICK CAPITAL PARTNERS, LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Flat Fee
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DS

David Stephen Haddad

California·CRD #7496973
IA Rep

Investment Adviser Rep at LIDO

Experience
4 yrs
States
3
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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DS

David Stephen Jancisin

New Jersey·CRD #841868
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
49 yrs
States
3
Exams
4
Since
1977
Est. fee
AUM / Commission / Flat Fee
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DS

David Stephen Kalapos

Pennsylvania·CRD #4209217
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
26 yrs
States
1
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

David Stephen Morrow

Tennessee·CRD #1727535
IA Rep

Investment Adviser Rep at NEWSOUTH CAPITAL MANAGEMENT INC

Experience
41 yrs
States
2
Exams
1
Since
1985
Est. fee
AUM / Performance-based
Minimum
$10.0M
View profile
DS

David Stephen Turk

New Jersey·CRD #2688276
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

David Stephen Ulm

Minnesota·CRD #5875346
Dual-registered

Dual-registered at DAI WEALTH, LLC

Experience
14 yrs
States
1
Exams
5
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DS

David Stephen Warner

Maryland·CRD #4433138
IA Rep

Investment Adviser Rep at WARNER FINANCIAL, INC

Experience
25 yrs
States
1
Exams
2
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DS

David Steven Avila

Maryland·CRD #6399983
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
9 yrs
States
3
Exams
5
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

David Steven Brady

New York·CRD #2701307
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

David Steven Breslin

California·CRD #4469179
Dual-registered

Dual-registered at GC WEALTH MANAGEMENT RIA, LLC

Experience
24 yrs
States
1
Exams
6
Since
2002
Est. fee
AUM / Flat Fee
View profile
DS

David Steven Koehler

New Jersey·CRD #6589146
Dual-registered

Dual-registered at EAGLE WEALTH STRATEGIES

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Other
Minimum
$500k
View profile
DS

David Steven Litras

Florida·CRD #1908454
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

David Stevenson Burlin

Texas·CRD #1808618
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
2
Exams
4
Since
1988
Est. fee
AUM / Commission / Flat Fee
View profile
DS

David Stewart Silberg

New York·CRD #1970484
Dual-registered

Dual-registered at AEGIS CAPITAL CORP.

Experience
36 yrs
States
2
Exams
6
Since
1990
Est. fee
AUM / Hourly
View profile
DS

David Stuart Jones

Florida·CRD #4494427
Dual-registered

Dual-registered at EPG WEALTH MANAGEMENT LLC

Experience
22 yrs
States
3
Exams
6
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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