AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DS

David Stuart Leiman

New Jersey·CRD #722453
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
45 yrs
States
3
Exams
4
Since
1981
Est. fee
AUM / Commission / Flat Fee
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DS

David Stuart Zeising

California·CRD #2596248
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
2
Exams
4
Since
1995
Est. fee
AUM / Commission / Flat Fee
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DS

David Sunichi Westnedge

California·CRD #4163975
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
2
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DS

David Swartz

California·CRD #4733579
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Commission / Flat Fee
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DS

David Sylvan Cooper

Alabama·CRD #2422262
Dual-registered

Dual-registered at REALTA INVESTMENT ADVISORS, INC

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
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DT

David Tae Hyun Kim

California·CRD #6976669
Dual-registered

Dual-registered at MATAURO, LLC

Experience
8 yrs
States
3
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
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DT

David Tallman Shams

Colorado·CRD #7047634
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
6
Since
2019
Est. fee
AUM / Commission / Flat Fee
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DT

David Tassone

California·CRD #6897162
IA Rep

Investment Adviser Rep at AVISE FINANCIAL

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Hourly / Flat Fee
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DT

David Taucher

Ohio·CRD #1297622
IA Rep

Investment Adviser Rep at STRATOS WEALTH ADVISORS LLC

Experience
22 yrs
States
2
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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DT

David Ta-Wai Yu

Florida·CRD #5484970
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
18 yrs
States
1
Exams
3
Since
2008
Fee
AUM / Hourly / Flat Fee / Other
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DT

David Ta-Wei Lee

California·CRD #4577846
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
23 yrs
States
2
Exams
3
Since
2003
Fee
AUM / Other
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DT

David Taylor Holley

Utah·CRD #5386134
IA Rep

Investment Adviser Rep at OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC

Experience
13 yrs
States
2
Exams
1
Since
2013
Est. fee
AUM / Performance-based
Minimum
$250k
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DT

David Taylor III

Illinois·CRD #6480267
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
DT

David Taylor Pointer

Louisiana·CRD #1044827
Dual-registered

Dual-registered at WATERS, PARKERSON & CO., LLC

Experience
35 yrs
States
2
Exams
4
Since
1991
Fee
AUM / Flat Fee
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DT

David T Canham IV

Virginia·CRD #2628668
Dual-registered

Dual-registered at SPIRE WEALTH MANAGEMENT, LLC

Experience
31 yrs
States
1
Exams
4
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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DT

David Terrance Anderson

Illinois·CRD #6617563
IA Rep

Investment Adviser Rep at FINANCIAL & TAX ARCHITECTS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Flat Fee
View profile
DT

David Thomas Calzolano

Connecticut·CRD #4008322
Dual-registered

Dual-registered at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
24 yrs
States
1
Exams
6
Since
2002
Fee
AUM
View profile
DT

David Thomas Cheak

Texas·CRD #1890851
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
1
Exams
8
Since
1988
Est. fee
AUM / Commission / Flat Fee
View profile
DT

David Thomas Felder

South Carolina·CRD #4452595
Dual-registered

Dual-registered at &PARTNERS

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
DT

David Thomas Harrison

Illinois·CRD #2104204
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
35 yrs
States
1
Exams
5
Since
1991
Fee
AUM / Hourly / Flat Fee
View profile
DT

David Thomas Hibshman

Pennsylvania·CRD #1448985
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
DT

David Thomas Hulla

Minnesota·CRD #4465218
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
24 yrs
States
1
Exams
9
Since
2002
Fee
AUM / Other
View profile
DT

David Thomas Kathman

Kentucky·CRD #2693552
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DT

David Thomas Lucchese

Florida·CRD #4767140
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
3
Exams
4
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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