AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DT

David Thomas Matthey

California·CRD #1970460
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
2
Exams
4
Since
1989
Est. fee
AUM / Commission / Flat Fee
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DT

David Thomas May

Pennsylvania·CRD #7724581
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
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DT

David Thomas McWilliams

California·CRD #2762832
IA Rep

Investment Adviser Rep at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee / Other
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DT

David Thomas Morcom

Florida·CRD #3211368
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Commission / Flat Fee
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DT

David Thomas Russo

Florida·CRD #2805759
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
1
Exams
6
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DT

David Thomas Summers

Louisiana·CRD #6690842
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
9 yrs
States
1
Exams
5
Since
2017
Est. fee
AUM / Hourly / Flat Fee
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DT

David Thomas Winward II

New Jersey·CRD #7656189
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
3
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DT

David Thomas Zofness

Missouri·CRD #1443726
IA Rep

Investment Adviser Rep at CREATIVEONE SECURITIES, LLC

Experience
39 yrs
States
1
Exams
6
Since
1987
Est. fee
AUM / Hourly
Minimum
$25k
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DT

David Thor Hoppess

Texas·CRD #2430134
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
32 yrs
States
1
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee
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DT

David Timothy Bresnahan

Indiana·CRD #8004530
IA Rep

Investment Adviser Rep at ONEASCENT FINANCIAL SERVICES LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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DT

David Timothy Drumhiller

Texas·CRD #4913097
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
2
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DT

David Timothy Richmond

Missouri·CRD #5762413
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DT

David Todd Awbrey

Missouri·CRD #5007025
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
4
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
DT

David Todd Clark

California·CRD #2219822
Dual-registered

Dual-registered at WESTSIDE INVESTMENT MANAGEMENT, LLC

Experience
34 yrs
States
4
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
DT

David Todd Dreifuss

Illinois·CRD #5151089
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Flat Fee
View profile
DT

David Todd Griffin

Georgia·CRD #3129684
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DT

David Todd Litvack

Connecticut·CRD #6615754
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
3
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DT

David Todd Minard

Illinois·CRD #1472995
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
4 yrs
States
1
Exams
2
Since
2022
Fee
AUM
View profile
DT

David Todd Misenheimer

North Carolina·CRD #4475048
Dual-registered

Dual-registered at GUARDIAN WEALTH ADVISORS, LLC

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
DT

David Todd Upin

Arizona·CRD #1246973
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
42 yrs
States
3
Exams
6
Since
1984
Est. fee
AUM / Flat Fee
View profile
DT

David Tolsma Manley Jr.

Colorado·CRD #6274666
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
DT

David Tolson-Solis

California·CRD #7613254
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DT

David Tracy Benson

New York·CRD #4328718
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
DT

David Travis Wyatt II

South Carolina·CRD #4968175
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
20 yrs
States
2
Exams
5
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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