AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DT

David T Rockett

Washington·CRD #6185247
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
DT

David Tsang

California·CRD #6514926
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
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DT

David T Searls III

Texas·CRD #4635863
Dual-registered

Dual-registered at FAYEZ SAROFIM & CO.

Experience
16 yrs
States
1
Exams
3
Since
2010
Fee
AUM
Minimum
$5.0M
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DT

David Tsikman

California·CRD #7419643
Dual-registered

Dual-registered at THE KOCEN FINANCIAL GROUP, INC.

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Flat Fee
Minimum
$600k
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DT

David T Treadway

Ohio·CRD #5824075
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
7
Since
2010
Est. fee
AUM / Commission / Flat Fee
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DT

David Tulig

Wisconsin·CRD #6208978
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Other
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DT

David T Weitz

Georgia·CRD #4429494
Dual-registered

Dual-registered at UNIFIED INVESTMENT MANAGEMENT

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM
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DT

David T Wurf

Connecticut·CRD #4643454
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
DT

David Tyler Gantz

California·CRD #7978505
IA Rep

Investment Adviser Rep at THE BALDWIN GROUP WEALTH ADVISORS, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
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DT

David Tyler Gingerella

Connecticut·CRD #5924176
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
5
Exams
4
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DT

David Tyler Hillard

South Dakota·CRD #4221965
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
26 yrs
States
2
Exams
6
Since
2000
Est. fee
AUM / Flat Fee
View profile
DT

David Tyler Morehead

California·CRD #5381710
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DT

David Tyson Eubanks

Texas·CRD #5160658
Dual-registered

Dual-registered at XCELSIOR ADVISOR PARTNERS LLC

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
DT

David Tyson Klaus

Indiana·CRD #5476704
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
18 yrs
States
1
Exams
4
Since
2008
Fee
AUM / Flat Fee / Performance-based
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DV

David Vadim Sokolovsky

Illinois·CRD #5451175
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
13 yrs
States
1
Exams
2
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DV

David Van Glish

North Carolina·CRD #5219028
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
4
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
DV

David Vaughn Erickson

Iowa·CRD #2246751
Dual-registered

Dual-registered at FIRST HEARTLAND CONSULTANTS, INC.

Experience
34 yrs
States
6
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
DV

David V Barbito

Florida·CRD #2230911
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
9
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
DV

David V. Coburn

Florida·CRD #2753434
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
30 yrs
States
3
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DV

David Verbruggen

Texas·CRD #7368087
IA Rep

Investment Adviser Rep at TRADEWAY

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Flat Fee / Subscription
Minimum
$10k
View profile
DV

David Victor Bearden Sr.

Arizona·CRD #1966624
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
32 yrs
States
1
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
DV

David Victor Dupont

North Carolina·CRD #1848923
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
38 yrs
States
2
Exams
11
Since
1988
Est. fee
AUM / Flat Fee
View profile
DV

David Victor Menashe

California·CRD #1186780
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
4
Exams
4
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
DV

David Victor Perrine

Illinois·CRD #1539948
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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