AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DV

David Victor Ross

Oregon·CRD #6284235
Dual-registered

Dual-registered at PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC.

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
View profile
DV

David Vieira Lopez

New York·CRD #6402558
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
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DV

David Villarreal Jr

Texas·CRD #5926052
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
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DV

David Vincent Huber II

Texas·CRD #6628048
IA Rep

Investment Adviser Rep at TRADEWAY

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM / Flat Fee / Subscription
Minimum
$10k
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DV

David Vincent Huber Sr

Texas·CRD #6641823
IA Rep

Investment Adviser Rep at TRADEWAY

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM / Flat Fee / Subscription
Minimum
$10k
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DV

David Vincent Knoblauch

Texas·CRD #4298463
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
25 yrs
States
1
Exams
8
Since
2001
Est. fee
AUM / Performance-based
Minimum
$50.0M
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DV

David Vinciguerra

New York·CRD #2010577
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
37 yrs
States
1
Exams
6
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DV

David Vinton Ludwinski

Idaho·CRD #3137554
IA Rep

Investment Adviser Rep at ON INVESTMENT MANAGEMENT CO

Experience
28 yrs
States
2
Exams
6
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
DV

David Vivies

Florida·CRD #5973326
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
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DV

David Von Hemert

Rhode Island·CRD #2258729
IA Rep

Investment Adviser Rep at PARSONS CAPITAL MANAGEMENT INC

Experience
27 yrs
States
1
Exams
1
Since
1999
Est. fee
AUM / Hourly / Flat Fee
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DV

David Von Stahle

California·CRD #1804726
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
2
Exams
4
Since
1988
Est. fee
AUM / Commission / Flat Fee
View profile
DW

David Walker Black

Oregon·CRD #7509312
IA Rep

Investment Adviser Rep at BEACON WEALTH CONSULTANTS, INC.

Experience
4 yrs
States
1
Exams
1
Since
2022
Fee
AUM / Hourly / Flat Fee
Minimum
$100
View profile
DW

David Wallace

New Jersey·CRD #4750458
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
DW

David Wallace Adolf Rubbert

Texas·CRD #1540535
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
3
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
DW

David Wall Hailey

Texas·CRD #5318829
IA Rep

Investment Adviser Rep at PARAGON FINANCIAL ADVISORS

Experience
19 yrs
States
1
Since
2007
Fee
AUM / Flat Fee
Minimum
$1.0M
View profile
DW

David Walsh Connors Jr.

New York·CRD #4023878
Dual-registered

Dual-registered at PKS ADVISORY SERVICES, LLC

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Flat Fee
View profile
DW

David Walter Hinson

Oregon·CRD #4325435
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile
DW

David Walter Lipinski

Texas·CRD #4241980
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
24 yrs
States
1
Exams
3
Since
2002
Fee
AUM / Flat Fee / Performance-based
View profile
DW

David Walter Odiorne III

Connecticut·CRD #1893820
Dual-registered

Dual-registered at MASON INVESTMENT ADVISORY SERVICES INC

Experience
30 yrs
States
5
Exams
6
Since
1996
Fee
AUM / Flat Fee
View profile
DW

David Walter Osborne

Georgia·CRD #3022156
Dual-registered

Dual-registered at SUNBELT SECURITIES

Experience
26 yrs
States
2
Exams
8
Since
2000
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
DW

David Walter Stangohr

Kansas·CRD #2504954
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
21 yrs
States
3
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DW

David Walter Wilcox

Florida·CRD #1841041
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
37 yrs
States
2
Exams
3
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DW

David Wang

New York·CRD #8053024
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

David Ward Griffis

Florida·CRD #1964522
Dual-registered

Dual-registered at NAPLES GLOBAL ADVISORS

Experience
10 yrs
States
1
Exams
2
Since
2016
Est. fee
AUM
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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