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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DW

David Ward Rudolf

Connecticut·CRD #2084940
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
34 yrs
States
2
Exams
3
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DW

David Warner Clarke Jr

Florida·CRD #4971624
Dual-registered

Dual-registered at BOUCHEY FINANCIAL GROUP LTD

Experience
14 yrs
States
2
Exams
7
Since
2012
Est. fee
AUM / Flat Fee
Minimum
$500k
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DW

David Warren Donahue

Massachusetts·CRD #69819
Dual-registered

Dual-registered at EAGLECLAW CAPITAL MANAGEMENT LLC

Experience
53 yrs
States
1
Exams
5
Since
1973
Est. fee
AUM
Minimum
$350k
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DW

David Warren Donahue Jr.

Massachusetts·CRD #1787234
Dual-registered

Dual-registered at EAGLECLAW CAPITAL MANAGEMENT LLC

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM
Minimum
$350k
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DW

David Warren Hoffmann

Florida·CRD #2946293
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
28 yrs
States
12
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

David Warren Lobeck

South Carolina·CRD #1919180
IA Rep

Investment Adviser Rep at FIRST CITIZENS ASSET MANAGEMENT, INC

Experience
33 yrs
States
1
Exams
5
Since
1993
Fee
AUM
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DW

David Warren Tanner

Iowa·CRD #5980250
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DW

David Warren Wiley III III

Tennessee·CRD #720094
Dual-registered

Dual-registered at &PARTNERS

Experience
46 yrs
States
1
Exams
12
Since
1980
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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DW

David Way

Massachusetts·CRD #7289730
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
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DW

David Wayne Bayon

Arizona·CRD #5010827
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
21 yrs
States
9
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Performance-based
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DW

David Wayne Chandler

Texas·CRD #7177465
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

David Wayne Deuel

Michigan·CRD #2252883
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DW

David Wayne Garrett

Texas·CRD #2498087
Dual-registered

Dual-registered at BENTOAK CAPITAL

Experience
32 yrs
States
1
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DW

David Wayne Hefty

Indiana·CRD #3251339
Dual-registered

Dual-registered at CX INSTITUTIONAL, LLC

Experience
27 yrs
States
1
Exams
7
Since
1999
Est. fee
AUM / Flat Fee
Minimum
$5k
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DW

David Wayne Hudson

Alabama·CRD #4635529
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
23 yrs
States
10
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

David Wayne Lefever

North Carolina·CRD #4482950
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DW

David Wayne Loe

Oklahoma·CRD #4865219
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

David Wayne Mattern

Kansas·CRD #3160075
Dual-registered

Dual-registered at MATTERN WEALTH MANAGEMENT LLC

Experience
27 yrs
States
1
Exams
7
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

David Wayne Menard

Louisiana·CRD #2279466
IA Rep

Investment Adviser Rep at THE MENARD FINANCIAL GROUP, LLC

Experience
34 yrs
States
2
Exams
4
Since
1992
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
DW

David Wayne Moore II

Texas·CRD #6392695
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

David Wayne Pequet

Illinois·CRD #816955
Dual-registered

Dual-registered at MPI WEALTH MANAGEMENT LLC

Experience
42 yrs
States
1
Exams
5
Since
1984
Est. fee
AUM / Commission
Minimum
$1.0M
View profile
DW

David Wayne Pezzillo

Idaho·CRD #4274645
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
3
Exams
7
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DW

David Wayne Pruitt

Tennessee·CRD #4747701
IA Rep

Investment Adviser Rep at ASHDON INVESTMENT MANAGEMENT, LLC

Experience
21 yrs
States
2
Since
2005
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
DW

David Wayne Stockmeier

Virginia·CRD #2206260
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
1
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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