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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DW

David Witt Shotwell

Florida·CRD #4244566
Dual-registered

Dual-registered at SHOTWELL RUTTER BAER INC

Experience
16 yrs
States
2
Exams
4
Since
2010
Fee
AUM / Hourly / Flat Fee / Other
View profile
DW

David W Jemison

Illinois·CRD #5969578
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
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DW

David W Kerwick

New Jersey·CRD #5448475
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
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DW

David W Nethery

Florida·CRD #2179423
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
2
Exams
4
Since
1991
Est. fee
AUM / Commission / Flat Fee
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DW

David Wootton

California·CRD #5899721
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
15 yrs
States
2
Exams
1
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Other
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DW

David Wordlow Johnson

New Jersey·CRD #1684551
Dual-registered

Dual-registered at PRIVATE CLIENT GROUP ASSET MANAGEMENT

Experience
39 yrs
States
2
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
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DW

David W Roth

Indiana·CRD #5472009
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Flat Fee
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DW

David W Russell

California·CRD #6074721
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
5
Since
2012
Est. fee
AUM / Commission / Flat Fee
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DW

David W Smith

California·CRD #5506217
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
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DW

David W Treichler

New York·CRD #1244190
Dual-registered

Dual-registered at SILVER OAK SECURITIES, INC.

Experience
41 yrs
States
1
Exams
7
Since
1985
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

David W Wagner III

Alabama·CRD #6622950
IA Rep

Investment Adviser Rep at APTUS CAPITAL ADVISORS, LLC

Experience
6 yrs
States
2
Since
2020
Est. fee
AUM / Flat Fee
Minimum
$50k
View profile
DW

David W Waldo

Connecticut·CRD #1785991
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
10
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
DW

David Wynne Noffsinger

California·CRD #2922204
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
3
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DY

David Yancheng Wang

Connecticut·CRD #7038967
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DY

David Yarbrough II

Missouri·CRD #7123157
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DY

David Yates

New Jersey·CRD #2645267
Dual-registered

Dual-registered at PODELL FINANCIAL GROUP LLC

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DY

David Y Chang

Maryland·CRD #6592050
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
5
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DY

David Yidi

Florida·CRD #7013952
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
4
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DY

David Y Kim

New Jersey·CRD #4976347
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
6
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
DY

David Yoshio Takagi

Hawaii·CRD #1425553
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
41 yrs
States
1
Exams
5
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DY

David Yu-Wen Sun

Pennsylvania·CRD #1849131
Dual-registered

Dual-registered at ELLIS INVESTMENT PARTNERS, LLC

Experience
25 yrs
States
1
Exams
4
Since
2001
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
DZ

David Zaccaria

New Jersey·CRD #2582298
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
31 yrs
States
1
Exams
4
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DZ

David Zale

Connecticut·CRD #3168976
Dual-registered

Dual-registered at EAGLE BAY FAMILY OFFICE

Experience
21 yrs
States
3
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
DZ

David Zilkowski

N/A·CRD #1480780
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
Exams
4
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 903 | AdvisorFinder