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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Debbie J Smith

Texas·CRD #1399206
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
1
Exams
4
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Debbie Leemckenna Cavanaugh

Arizona·CRD #1268420
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
42 yrs
States
8
Exams
8
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DL

Debbie L Elbrink

Indiana·CRD #2890480
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
7
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Debbie Lynn Bonvissuto

Ohio·CRD #4145142
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
26 yrs
States
1
Exams
5
Since
2000
Fee
AUM / Other
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DF

Debbi Friedman-Peters

New Jersey·CRD #3174432
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Debby J Minot

Georgia·CRD #5037257
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
6
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Debi Benson Halbert

Texas·CRD #1656634
Dual-registered

Dual-registered at HALBERT WEALTH MANAGEMENT, INC

Experience
31 yrs
States
1
Exams
6
Since
1995
Est. fee
AUM
View profile
DC

Debleena Chaudhuri

Illinois·CRD #7178811
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Deb L Orians

Ohio·CRD #1500822
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
4
Since
1986
Est. fee
AUM / Commission / Flat Fee
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DD

Debora D Clark

Texas·CRD #4683940
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
22 yrs
States
1
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

Debora Ellen May

California·CRD #4567573
IA Rep

Investment Adviser Rep at MBI LLC

Experience
30 yrs
States
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

Deborah A Jenkins

Oregon·CRD #1639052
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
27 yrs
States
2
Exams
8
Since
1999
Est. fee
AUM / Flat Fee
View profile
DA

Deborah Anne Hanson

Indiana·CRD #4649028
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
23 yrs
States
1
Exams
5
Since
2003
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
DA

Deborah Anne Mannix

Florida·CRD #5304239
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
3
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Deborah Anne Nightingale

Colorado·CRD #6022650
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

Deborah Anne Saas

Ohio·CRD #1525398
Dual-registered

Dual-registered at CENTER FOR WEALTH MANAGEMENT ADVISORY

Experience
40 yrs
States
1
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
View profile
DA

Deborah Anne Watts

District Of Columbia·CRD #1953446
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
4
Exams
8
Since
1989
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Deborah Ann Farrell

Connecticut·CRD #6188728
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Deborah Ann Friedman

Illinois·CRD #4520431
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
2
Exams
6
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

Deborah Ann Gottlick

Maryland·CRD #7163373
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
5 yrs
States
3
Exams
5
Since
2021
Est. fee
AUM / Flat Fee
View profile
DA

Deborah Ann Joseph

Michigan·CRD #4175506
IA Rep

Investment Adviser Rep at REDHAWK WEALTH ADVISORS, INC.

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Flat Fee
Minimum
$1k
View profile
DA

Deborah Ann Lance

Ohio·CRD #3203636
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Deborah Ann Liguori

New Jersey·CRD #2644857
IA Rep

Investment Adviser Rep at COMPREHENSIVE WEALTH SOLUTIONS, LLC

Experience
20 yrs
States
1
Since
2006
Fee
AUM / Hourly / Flat Fee
View profile
DA

Deborah Ann Livingston Smith

New York·CRD #8088052
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 913 | AdvisorFinder