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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DA

Deborah Ann Moore

Connecticut·CRD #1996511
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
4
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Deborah Ann Peri

California·CRD #4362375
Dual-registered

Dual-registered at TEAM HEWINS, LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
DA

Deborah Ann Petruzzelli

Texas·CRD #1527478
Dual-registered

Dual-registered at BARROW HANLEY GLOBAL INVESTORS

Experience
22 yrs
States
1
Exams
2
Since
2004
Fee
AUM / Performance-based
View profile
DA

Deborah Ann Rosenthal Ms.

Florida·CRD #5591026
IA Rep

Investment Adviser Rep at JAFFE TILCHIN INVESTMENT PARTNERS, LLC

Experience
17 yrs
States
1
Exams
1
Since
2009
Est. fee
AUM / Flat Fee / Performance-based
View profile
DA

Deborah Ann Ryan

New York·CRD #6780999
Dual-registered

Dual-registered at INGALLS & SNYDER LLC

Experience
7 yrs
States
1
Exams
6
Since
2019
Fee
AUM / Flat Fee / Performance-based
Minimum
$100k
View profile
DA

Deborah Ann Stackpole

New Jersey·CRD #4969850
Dual-registered

Dual-registered at STONECREST ADVISORS, INC.

Experience
21 yrs
States
3
Exams
3
Since
2005
Est. fee
AUM / Flat Fee
Minimum
$20k
View profile
DA

Deborah Ann Trapani

Florida·CRD #5448894
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
1
Exams
6
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Deborah A Pace

New York·CRD #1177277
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
7
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Deborah A Sullivan

Arizona·CRD #1365751
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
41 yrs
States
3
Exams
4
Since
1985
Est. fee
AUM / Flat Fee
View profile
DB

Deborah Barker Hamilton

South Carolina·CRD #2416834
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Deborah Claire Anselmo

Louisiana·CRD #2640872
Dual-registered

Dual-registered at IP FINANCIAL ADVISORY SERVICES LLC

Experience
30 yrs
States
1
Exams
6
Since
1996
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
View profile
DD

Deborah Del Lewis

Florida·CRD #1536877
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
2
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DD

Deborah Dematteo

Connecticut·CRD #1376406
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
41 yrs
States
5
Exams
7
Since
1985
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DD

Deborah Dutton Baldini

Arizona·CRD #862603
Dual-registered

Dual-registered at ABLE FINANCIAL GROUP, LLC

Experience
47 yrs
States
2
Exams
11
Since
1979
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DE

Deborah E Allen-Phillips

Florida·CRD #2741161
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Deborah E Crain

Illinois·CRD #7656096
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
4
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Deborah Edwards Tucker

Virginia·CRD #4226268
Dual-registered

Dual-registered at CLARIS FINANCIAL, LLC

Experience
18 yrs
States
1
Exams
7
Since
2008
Est. fee
AUM
Minimum
$100k
View profile
DE

Deborah Elaine Mueggenborg

Oklahoma·CRD #4473013
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile
DE

Deborah Elizabeth Brent

Pennsylvania·CRD #5153943
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
19 yrs
States
1
Exams
8
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

Deborah E McManama

North Carolina·CRD #1612639
IA Rep

Investment Adviser Rep at FIRST FINANCIAL GROUP

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$325k
View profile
DF

Deborah Faye Hughes

Pennsylvania·CRD #5192136
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
6
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
DF

Deborah Faye Peters

New Jersey·CRD #4415186
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
3
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Deborah Grose

California·CRD #5659145
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
17 yrs
States
1
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DH

Deborah Hansen

Massachusetts·CRD #2493034
Dual-registered

Dual-registered at ALLSPRING FUNDS MANAGEMENT, LLC

Experience
30 yrs
States
1
Exams
6
Since
1996
Est. fee
AUM / Performance-based
Minimum
$50k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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