AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DS

Debra Sue Harkins

Nevada·CRD #2333325
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
3
Exams
6
Since
2001
Est. fee
AUM / Flat Fee
View profile
DS

Debra Sue Leslie

Minnesota·CRD #1701628
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
37 yrs
States
1
Exams
8
Since
1989
Est. fee
AUM / Flat Fee
View profile
DS

Debra Summerlin

Florida·CRD #2808217
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
3
Since
1998
Est. fee
AUM / Commission / Flat Fee
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DS

Debra Susan Wekstein

Massachusetts·CRD #2801255
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
29 yrs
States
1
Exams
9
Since
1997
Fee
AUM / Flat Fee / Performance-based
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DT

Debra T Jones

Pennsylvania·CRD #3079649
Dual-registered

Dual-registered at CW ADVISORS, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DW

Debra Wallach

New York·CRD #1023895
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
2
Exams
4
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Declan Costello

New York·CRD #7092888
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
DJ

Declan James Rogers

Florida·CRD #7261929
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Declan J Mahar

Connecticut·CRD #1233032
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
4
Since
1984
Est. fee
AUM / Commission / Flat Fee
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DP

Dede Phyu Ganzer

Oklahoma·CRD #7070588
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

Deeanne C Olson

California·CRD #2584252
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DZ

Deeba Zaman

California·CRD #5306646
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DD

Dee D Becquet

Louisiana·CRD #3167167
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
16 yrs
States
2
Exams
4
Since
2010
Fee
AUM / Hourly / Flat Fee
View profile
DK

Dee Kent Carter

Texas·CRD #809098
IA Rep

Investment Adviser Rep at SOUND INCOME STRATEGIES, LLC

Experience
10 yrs
States
1
Exams
2
Since
2016
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DL

Deena L Jones

Florida·CRD #7044816
IA Rep

Investment Adviser Rep at FOGEL CAPITAL MANAGEMENT INC

Experience
7 yrs
States
1
Exams
1
Since
2019
Fee
AUM
View profile
DG

Deepa Gibbons

New York·CRD #3037297
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
1
Exams
6
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DG

Deepak Ganju

California·CRD #3037493
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Deepak Lachman Punjwani

Florida·CRD #8153004
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Other
Minimum
$10k
View profile
DN

Deepak Nervanda Appaya

New Jersey·CRD #1493211
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

Deepali Mahajan Shah

Pennsylvania·CRD #7006222
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
8 yrs
States
2
Exams
5
Since
2018
Est. fee
AUM / Other
View profile
DM

Deepa Massand

District Of Columbia·CRD #4905588
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
3
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Deepa Mathur

Maryland·CRD #5422725
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Deepna Sidhu

California·CRD #7463803
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Dee S Walker

Florida·CRD #1004635
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
45 yrs
States
3
Exams
6
Since
1981
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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