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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Dennis Joseph Keeley

Georgia·CRD #1798422
Dual-registered

Dual-registered at ASSETMARK, INC.

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Flat Fee
View profile
DJ

Dennis Joseph Schilling

Pennsylvania·CRD #2254682
IA Rep

Investment Adviser Rep at OSAIC ADVISORY SERVICES, LLC

Experience
34 yrs
States
1
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
DK

Dennis Keith King

Michigan·CRD #1069178
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
42 yrs
States
1
Exams
7
Since
1984
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Dennis Lam

New York·CRD #7502772
IA Rep

Investment Adviser Rep at HAMLIN CAPITAL MANAGEMENT, LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM
Minimum
$1.0M
View profile
DL

Dennis Lavoy

California·CRD #5631209
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
5
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Dennis Lee Jackson

California·CRD #4232187
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
8
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Dennis Lee Travis

California·CRD #2166809
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
34 yrs
States
6
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Dennis Lee Venn

Texas·CRD #1153892
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
43 yrs
States
1
Exams
2
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Dennis Leili

Florida·CRD #5716237
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Dennis Leon Wallace

Kansas·CRD #1971959
Dual-registered

Dual-registered at FORTUNE FINANCIAL ADVISORS, LLC

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
View profile
DL

Dennis Leroy Mollison

California·CRD #4700121
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Dennis Lewis Schlegel Jr

New Jersey·CRD #5149840
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
20 yrs
States
2
Exams
3
Since
2006
Fee
AUM / Hourly / Flat Fee
View profile
DL

Dennis L Wood Jr

Arkansas·CRD #2509029
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Dennis Mancuso

New Jersey·CRD #7954298
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
DM

Dennis Matthew Breier

Illinois·CRD #5483041
Dual-registered

Dual-registered at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DM

Dennis Matthew Burrage Jr

Colorado·CRD #8144192
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

Dennis M Brown

Connecticut·CRD #2692769
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
4
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Dennis M Caufield

Arizona·CRD #8093837
IA Rep

Investment Adviser Rep at CENTAURUS FINANCIAL, INC.

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DM

Dennis McGowan

California·CRD #2444282
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
3
Exams
5
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Dennis Michael Dean

Arizona·CRD #3204153
IA Rep

Investment Adviser Rep at ON INVESTMENT MANAGEMENT CO

Experience
27 yrs
States
9
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

Dennis Michael Doble

Massachusetts·CRD #4237276
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
25 yrs
States
3
Exams
3
Since
2001
Fee
AUM / Hourly / Flat Fee
View profile
DM

Dennis Michael Kinghorn

Maine·CRD #2700975
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

Dennis Michael O'Brien

Virginia·CRD #7587259
Dual-registered

Dual-registered at SPIRE WEALTH MANAGEMENT, LLC

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DM

Dennis Michael Silva

Colorado·CRD #4249892
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
24 yrs
States
2
Exams
4
Since
2002
Fee
AUM / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 930 | AdvisorFinder