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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DR

Dennis Ray Throckmorton

Virginia·CRD #1271342
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
38 yrs
States
1
Exams
4
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

Dennis Ray Wall

Texas·CRD #847412
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
43 yrs
States
1
Exams
6
Since
1983
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

Dennis R Dercks

Wisconsin·CRD #1397007
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
1
Exams
5
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

Dennis R Farrar

Alabama·CRD #5660260
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
16 yrs
States
2
Exams
6
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

Dennis Ricardo Huergo

New Jersey·CRD #6221929
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Other
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DR

Dennis Robert Hall

New Jersey·CRD #2229485
Dual-registered

Dual-registered at &PARTNERS

Experience
34 yrs
States
2
Exams
5
Since
1992
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
DR

Dennis Robin Walker

Arkansas·CRD #1058338
Dual-registered

Dual-registered at WALKER ASSET MANAGEMENT, LLC

Experience
44 yrs
States
3
Exams
5
Since
1982
Est. fee
AUM
View profile
DR

Dennis Rodney Wood

Indiana·CRD #1523394
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
2
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

Dennis Ronald Gunn

New Jersey·CRD #1041164
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
41 yrs
States
1
Exams
3
Since
1985
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DR

Dennis Russell Colavito

New York·CRD #732893
Dual-registered

Dual-registered at PKS ADVISORY SERVICES, LLC

Experience
45 yrs
States
2
Exams
6
Since
1981
Est. fee
AUM / Flat Fee
View profile
DS

Dennis Scott Fulmer

Ohio·CRD #4346777
IA Rep

Investment Adviser Rep at BEESE FULMER PRIVATE WEALTH MANAGEMENT

Experience
43 yrs
States
1
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DS

Dennis Spontarelli

Ohio·CRD #2665368
Dual-registered

Dual-registered at EMVISION CAPITAL ADVISORS, LLC

Experience
31 yrs
States
2
Exams
4
Since
1995
Est. fee
AUM / Flat Fee
View profile
DS

Dennis Stanley Foster

Texas·CRD #7781554
IA Rep

Investment Adviser Rep at TRADEWAY

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Flat Fee / Subscription
Minimum
$10k
View profile
DS

Dennis Steven Drexler

Tennessee·CRD #2572876
Dual-registered

Dual-registered at COORDINATED CAPITAL SECURITIES, INC.

Experience
31 yrs
States
1
Exams
6
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DT

Dennis Thomas Kruk

Florida·CRD #2047248
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
4
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
DT

Dennis Todd Rife

Michigan·CRD #2534229
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DT

Dennis Todd Williams

California·CRD #2491192
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
3
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DT

Dennis Todd Witthoeft

Florida·CRD #1631137
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
39 yrs
States
1
Exams
6
Since
1987
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile
DT

Dennis Tokio Higuchi

Hawaii·CRD #2037906
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
36 yrs
States
1
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DW

Dennis Walston

California·CRD #861574
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
6
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Dennis Walter Bielik

California·CRD #5980756
Dual-registered

Dual-registered at HUB INVESTMENT PARTNERS, LLC

Experience
13 yrs
States
15
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

Dennis Walter Singh

Florida·CRD #2918563
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
4
Exams
6
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Dennis W Arnone

New Jersey·CRD #1054272
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
1
Exams
8
Since
1990
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Dennis Wayne Manzo

California·CRD #6917642
IA Rep

Investment Adviser Rep at AXXCESS WEALTH MANAGEMENT, LLC

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 932 | AdvisorFinder