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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DW

Dennis Wayne Sherman

Kansas·CRD #3120261
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
28 yrs
States
1
Exams
3
Since
1998
Fee
AUM / Hourly / Flat Fee / Other
View profile
DW

Dennis W Butner II

California·CRD #5568565
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Commission / Flat Fee
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DW

Dennis William Markey

Illinois·CRD #4993880
Dual-registered

Dual-registered at NORTHERN TRUST INVESTMENTS, INCORPORATED

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Flat Fee / Performance-based / Other
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DW

Dennis Wynne Long

Pennsylvania·CRD #6941455
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
2
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
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DK

Dennus Kyle Bradley Cooper

California·CRD #2476687
Dual-registered

Dual-registered at CORNERSTONE SECURITIES LLC

Experience
26 yrs
States
5
Exams
6
Since
2000
Est. fee
AUM / Hourly / Flat Fee
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DC

Denny Charles Bilikas

California·CRD #4267815
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DG

Denny Gerald Meyer Jr.

Texas·CRD #5995304
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DH

Denny Hooten

California·CRD #7278810
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
3
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
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DJ

Denny Joel Mendez

New York·CRD #2806181
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
24 yrs
States
2
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Denny Joseph Stoddard

Arizona·CRD #2118415
Dual-registered

Dual-registered at BRIDGEWAY WEALTH MANAGEMENT, LLC

Experience
35 yrs
States
3
Exams
6
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1k
View profile
DS

Denny Stephen Aguilar

Maryland·CRD #6047278
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Denny S Wong

Washington·CRD #5084165
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
19 yrs
States
1
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
DT

Denny Tang

California·CRD #7565381
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DT

Denny Tsuei

California·CRD #2580693
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
31 yrs
States
1
Exams
7
Since
1995
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
DW

Denny Warren Purser

North Carolina·CRD #2341659
Dual-registered

Dual-registered at FIRST HEARTLAND CONSULTANTS, INC.

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

Denny Wayne Rudolph

Tennessee·CRD #4838421
Dual-registered

Dual-registered at VERUS CAPITAL PARTNERS, LLC

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
DM

Denton Marcus Jones

Connecticut·CRD #7246227
IA Rep

Investment Adviser Rep at GREENWICH WEALTH MANAGEMENT, LLC

Experience
4 yrs
States
2
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DP

Denton Penn Lane

Maryland·CRD #7238138
Dual-registered

Dual-registered at THE MARSHALL FINANCIAL GROUP LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Subscription
View profile
DC

Denver C Horn

Texas·CRD #7987832
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Deon Alrica Smith

New York·CRD #4405532
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Deorella A Bautista

Nevada·CRD #6315813
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Derby Bernadel

Florida·CRD #7086428
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Derech Bachmann

Missouri·CRD #6889757
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DA

Derek A Dipetrillo

Connecticut·CRD #5421703
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
3
Exams
6
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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