AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DA

Derek Alan Walker

Pennsylvania·CRD #2960999
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
29 yrs
States
1
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
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DA

Derek Allen Ebel

Oregon·CRD #3004958
Dual-registered

Dual-registered at QUEST INVESTMENT MANAGEMENT, LLC

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$1.0M
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DA

Derek Allen Lemke

Pennsylvania·CRD #4499667
Dual-registered

Dual-registered at ELLIS INVESTMENT PARTNERS, LLC

Experience
23 yrs
States
1
Exams
5
Since
2003
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
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DA

Derek Allen Wilkes

Florida·CRD #5168873
Dual-registered

Dual-registered at ACCURATE WEALTH MANAGEMENT, LLC

Experience
18 yrs
States
2
Exams
8
Since
2008
Fee
AUM / Hourly / Flat Fee / Performance-based
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DA

Derek A Meka

New York·CRD #6283026
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

Derek Amron Grimm

Florida·CRD #3000890
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Flat Fee
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DA

Derek Andrew Leighton

Wisconsin·CRD #5561986
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

Derek Andrew Moore

Colorado·CRD #4836545
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
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DA

Derek Anthony Newell

California·CRD #7964662
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
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DA

Derek Anthony Ralston

Connecticut·CRD #4130801
Dual-registered

Dual-registered at INCOME & ASSET ADVISORY, INC.

Experience
14 yrs
States
3
Exams
6
Since
2012
Est. fee
AUM / Hourly
Minimum
$100k
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DA

Derek Anthony Roy

Florida·CRD #3159519
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
3
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

Derek A Parsons

Texas·CRD #5903711
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
14 yrs
States
2
Exams
2
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

Derek Arthur Karner

Florida·CRD #6844156
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
9 yrs
States
5
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

Derek Austin Witte

Texas·CRD #6028947
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
DA

Derek A Van Solkema

Illinois·CRD #5599121
IA Rep

Investment Adviser Rep at ADVANCE CAPITAL MANAGEMENT INC

Experience
14 yrs
States
3
Exams
4
Since
2012
Est. fee
AUM / Flat Fee
View profile
DB

Derek Bailey

West Virginia·CRD #7407694
Dual-registered

Dual-registered at COMMONWEALTH FINANCIAL SERVICES

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
DB

Derek Blaine Anderson

Illinois·CRD #2829929
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Derek Bonneau

Maine·CRD #8202376
IA Rep

Investment Adviser Rep at CORNERSTONE FINANCIAL PLANNING, LLC

Experience
1 yrs
States
3
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$750k
View profile
DB

Derek Bradley Carter

Virginia·CRD #4062130
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DB

Derek Bradley Ferriera

California·CRD #1290274
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
4
Exams
6
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

Derek Brian Illston

Georgia·CRD #7951046
IA Rep

Investment Adviser Rep at SOUND INCOME STRATEGIES, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DB

Derek Brian Moore

Arizona·CRD #2497873
Dual-registered

Dual-registered at ZEGA INVESTMENTS, LLC

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Flat Fee
View profile
DB

Derek Brown

Florida·CRD #7404252
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
1 yrs
States
8
Exams
1
Since
2025
Fee
AUM
View profile
DC

Derek Carl James Slaymaker

Kansas·CRD #6903864
Dual-registered

Dual-registered at &PARTNERS

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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