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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DR

Derek R Salliotte

Michigan·CRD #5799391
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
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DR

Derek Russell Baker

Illinois·CRD #7433618
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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DR

Derek Ryan Pilkington

Colorado·CRD #6069254
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
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DR

Derek Ryan Williams

Florida·CRD #4202594
Dual-registered

Dual-registered at WILLIAMS WEALTH MANAGEMENT GROUP, INC.

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
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DS

Derek Sabo

Tennessee·CRD #7441471
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Fee
AUM / Other
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DS

Derek Samuel Pantele

Arizona·CRD #6755370
IA Rep

Investment Adviser Rep at DYNAMIC

Experience
9 yrs
States
2
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
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DS

Derek Sanderson Pszenny

North Carolina·CRD #2951968
Dual-registered

Dual-registered at CAROLINA WEALTH MANAGEMENT, INC.

Experience
6 yrs
States
1
Exams
4
Since
2020
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
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DS

Derek S Braggs

Indiana·CRD #5961086
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
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DS

Derek Scot Davidson

Pennsylvania·CRD #5651107
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
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DS

Derek Scott Bilcik

New Jersey·CRD #5074226
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
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DS

Derek Scott Harrell

Florida·CRD #5423711
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
14 yrs
States
2
Exams
5
Since
2012
Est. fee
AUM / Flat Fee
Minimum
$2.0M
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DS

Derek Scott Pirruccello

Connecticut·CRD #5304633
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Derek Scott Sills

Georgia·CRD #2984671
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DS

Derek Scott Toren

California·CRD #6580822
IA Rep

Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.

Experience
2 yrs
States
1
Since
2024
Fee
AUM / Flat Fee / Performance-based
View profile
DS

Derek S Jancisin

Florida·CRD #5675648
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
3
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Derek Slater

Illinois·CRD #5672481
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DS

Derek Smith

Nevada·CRD #7381489
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
View profile
DS

Derek Stephan Glabecki

Ohio·CRD #5844182
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

Derek Steven Pilecki

Florida·CRD #2254221
IA Rep

Investment Adviser Rep at GATOR CAPITAL MANAGEMENT, LLC

Experience
18 yrs
States
2
Exams
1
Since
2008
Est. fee
AUM / Performance-based
Minimum
$100k
View profile
DT

Derek T Caldwell

Illinois·CRD #8118814
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DT

Derek Thomas Newcomer

California·CRD #4605472
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
15 yrs
States
1
Exams
2
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DT

Derek Thomas Schmidt

Indiana·CRD #6626557
Dual-registered

Dual-registered at ALTUS WEALTH MANAGEMENT, LLC

Experience
10 yrs
States
3
Exams
4
Since
2016
Est. fee
AUM / Hourly
View profile
DT

Derek Thompson Williams

North Carolina·CRD #6615541
Dual-registered

Dual-registered at VERATIS ADVISORS, INC.

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DT

Derek Timothy Berg

South Dakota·CRD #4656319
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
23 yrs
States
1
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 939 | AdvisorFinder