AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DT

Derek Timothy Stegenga

Indiana·CRD #6415257
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DT

Derek Tyler Johnston

Michigan·CRD #7926842
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DV

Derek Vadnais

Rhode Island·CRD #6174853
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Derek Watkins

New Jersey·CRD #4731656
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
3
Exams
5
Since
2004
Est. fee
AUM / Commission / Flat Fee
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DW

Derek Wilhelm Malone

New Jersey·CRD #5495233
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DW

Derek William Cockrell

Texas·CRD #2844773
Dual-registered

Dual-registered at MARINER ADVISOR NETWORK

Experience
29 yrs
States
1
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

Derek William Hare

Washington·CRD #7720976
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DW

Derek W Lunka

South Carolina·CRD #5243668
Dual-registered

Dual-registered at BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DW

Derek Wulff

Minnesota·CRD #6900343
Dual-registered

Dual-registered at NAVISTA WEALTH MANAGEMENT, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DS

Derenik Sardarimasihi

Arizona·CRD #7197126
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
5 yrs
States
3
Exams
5
Since
2021
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
DA

Derick Anderson Rojas

Florida·CRD #8320469
IA Rep

Investment Adviser Rep at ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT

States
1
Exams
1
Since
2026
Est. fee
AUM / Flat Fee
View profile
DL

Derick Lance Volle

Colorado·CRD #4520041
Dual-registered

Dual-registered at WESTERN WEALTH MANAGEMENT LLC

Experience
23 yrs
States
1
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
DO

Derick O'Niel Legg

California·CRD #7978536
IA Rep

Investment Adviser Rep at GIBBS WEALTH MANAGEMENT, LLC

Experience
2 yrs
States
2
Exams
1
Since
2024
Est. fee
AUM
Minimum
$25k
View profile
DR

Derick Roger Klug

Florida·CRD #4879280
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
5
Exams
8
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DW

Derick W Colonello

Pennsylvania·CRD #4663524
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
7
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Derick W. Grembi Mr.

Michigan·CRD #4702003
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Deric Redmond

Iowa·CRD #5634744
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
17 yrs
States
3
Exams
3
Since
2009
Est. fee
AUM / Flat Fee
View profile
DA

Derik Allen Mansfield

Minnesota·CRD #6045553
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
DM

Derik Max Sullivan

Oklahoma·CRD #5052631
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DD

Deron Darryl Swaby

Colorado·CRD #6437201
Dual-registered

Dual-registered at HEIRLOOM WEALTH MANAGEMENT LLC

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Flat Fee
View profile
DP

Deron Paul Kennedy

New Jersey·CRD #3237952
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

Deron Russell Allred

California·CRD #1728746
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
2
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DT

Deron T McCoy

California·CRD #2641428
Dual-registered

Dual-registered at AXXCESS WEALTH MANAGEMENT, LLC

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DJ

Derrek John Klimek

Michigan·CRD #4815703
Dual-registered

Dual-registered at REHMANN WEALTH

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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