AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DM

Derek M Giacomazzi

California·CRD #2340387
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
33 yrs
States
2
Exams
6
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

Derek Michael Engler

Texas·CRD #4477448
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
24 yrs
States
2
Exams
3
Since
2002
Est. fee
AUM / Flat Fee
View profile
DM

Derek Michael Gabrielsen

Ohio·CRD #5993866
IA Rep

Investment Adviser Rep at STRATEGIC WEALTH PARTNERS, LTD.

Experience
15 yrs
States
2
Exams
1
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DM

Derek Michael Schwartz

California·CRD #5544834
Dual-registered

Dual-registered at ONE CAPITAL MANAGEMENT, LLC

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Subscription
Minimum
$500k
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DM

Derek Michael Tryder

Arizona·CRD #6375418
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
2
Exams
7
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

Derek Michael Tuz

California·CRD #3188276
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
3
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DM

Derek Michael Veginski

Florida·CRD #6136460
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
13 yrs
States
6
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DN

Derek Nay Myo Naing Chin

California·CRD #6596053
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DN

Derek Nelson

Florida·CRD #2609311
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
13 yrs
States
1
Exams
6
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
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DN

Derek Norman Rollingson

Colorado·CRD #4350131
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
24 yrs
States
1
Exams
4
Since
2002
Fee
AUM / Hourly / Flat Fee / Other
View profile
DN

Derek Norman Sauerwine

California·CRD #6269151
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
13 yrs
States
7
Exams
1
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DN

Derek Norman Skains

Arizona·CRD #1661408
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
2
Exams
7
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DN

Derek N Spencer

Ohio·CRD #6431464
Dual-registered

Dual-registered at ELLSWORTH ADVISORS, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
View profile
DO

Derek Orion Mauldin

Pennsylvania·CRD #7189027
Dual-registered

Dual-registered at INSPIRE ADVISORS, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM
View profile
DP

Derek Peter Damian

Michigan·CRD #6177923
Dual-registered

Dual-registered at SPARTAN WEALTH MANAGEMENT

Experience
13 yrs
States
1
Exams
6
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

Derek Ray Huff

Alabama·CRD #5221170
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
DR

Derek R Burrow

Alabama·CRD #6339042
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

Derek Reid Johnson

California·CRD #2844111
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
4
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Derek R Hensley

Kansas·CRD #6553962
IA Rep

Investment Adviser Rep at SOUND STEWARDSHIP, LLC

Experience
11 yrs
States
3
Exams
1
Since
2015
Fee
AUM / Hourly / Flat Fee / Other
View profile
DR

Derek Rhett Maupin

Texas·CRD #5288843
Dual-registered

Dual-registered at FIRST DALLAS SECURITIES, INC.

Experience
18 yrs
States
1
Exams
3
Since
2008
Fee
Commission
Minimum
$100k
View profile
DR

Derek R Huot

Maine·CRD #7258126
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DR

Derek Robert Bohm

Texas·CRD #6957393
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
8 yrs
States
2
Exams
5
Since
2018
Est. fee
AUM / Flat Fee
View profile
DR

Derek Robert Ready

Minnesota·CRD #5540976
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

Derek Robert Tam

California·CRD #5000215
Dual-registered

Dual-registered at LIDO

Experience
19 yrs
States
2
Exams
2
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 938 | AdvisorFinder