AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DW

Derrek Wesley Steven Gaspard

Louisiana·CRD #5759209
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DD

Derric Dumont

California·CRD #6372717
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Derrick Alan Sands

Oklahoma·CRD #1306131
Dual-registered

Dual-registered at TRINITY STRATEGIC WEALTH

Experience
41 yrs
States
1
Exams
6
Since
1985
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
DB

Derrick Bart Ossi

New Jersey·CRD #6512640
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
9 yrs
States
3
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

Derrick Bernard Phillips

Florida·CRD #1888156
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
36 yrs
States
4
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

Derrick Choi

Massachusetts·CRD #6859569
IA Rep

Investment Adviser Rep at YOUR IA, LLC

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

Derrick Clifton Fort

South Carolina·CRD #6010557
Dual-registered

Dual-registered at &PARTNERS

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
DD

Derrick D Lytle

Texas·CRD #7654216
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Derrick Evan Frost

Iowa·CRD #5634634
Dual-registered

Dual-registered at PROFUSION PRIVATE WEALTH

Experience
16 yrs
States
3
Exams
3
Since
2010
Est. fee
AUM / Flat Fee / Performance-based
View profile
DJ

Derrick J. Allen

Illinois·CRD #6931796
IA Rep

Investment Adviser Rep at THE MOSAIC FINANCIAL GROUP, LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
View profile
DJ

Derrick J Arnold

North Carolina·CRD #6672168
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Derrick J Elliott

Connecticut·CRD #6373591
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
3
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Derrick Jordan Clevenger

Nebraska·CRD #7451751
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DK

Derrick K Angradi

Pennsylvania·CRD #5854588
IA Rep

Investment Adviser Rep at CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Flat Fee
View profile
DK

Derrick K T Kim

Hawaii·CRD #5418179
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
19 yrs
States
4
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DL

Derrick Lee Blanchette

California·CRD #6392235
IA Rep

Investment Adviser Rep at TRILOGY CAPITAL, INC.

Experience
12 yrs
States
2
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Derrick Lee Dohmen

Arkansas·CRD #5210970
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Derrick Louis Sweeney

Ohio·CRD #4413138
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
DN

Derrick Nguyen

California·CRD #6183697
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
3
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

Derrick Ray Dees

Texas·CRD #4851863
Dual-registered

Dual-registered at THE CLARUS GROUP

Experience
22 yrs
States
1
Exams
7
Since
2004
Est. fee
AUM / Flat Fee / Other
View profile
DR

Derrick Richard Linman

California·CRD #6603957
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

Derrick Sartor

Colorado·CRD #7891173
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Flat Fee
View profile
DS

Derrick Schemmel

New Jersey·CRD #6867435
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DS

Derrick Scott Young

Michigan·CRD #8174415
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 941 | AdvisorFinder