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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DA

Dexter Allan McCormick

Colorado·CRD #1500504
Dual-registered

Dual-registered at ALPHASTAR CAPITAL MANAGEMENT

Experience
40 yrs
States
6
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
DB

Dexter B Quime Uban

New Jersey·CRD #6227380
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
3
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Dexter Charles Lamb

Missouri·CRD #7100486
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
7 yrs
States
1
Exams
3
Since
2019
Fee
AUM / Flat Fee / Performance-based
View profile
DH

Dexter Harrison Wise

Oklahoma·CRD #6519569
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Flat Fee
Minimum
$100k
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DI

Dexter Irvin Pierce

Georgia·CRD #1193499
Dual-registered

Dual-registered at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
3 yrs
States
1
Exams
6
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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DK

Dexter Keith Albrecht

North Dakota·CRD #6433662
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DR

Dexter Roettker

Ohio·CRD #7552451
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
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DS

Dexter Shin Aoki

Hawaii·CRD #862117
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
47 yrs
States
1
Exams
4
Since
1979
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DS

Dexter Skipper Wadsworth

Arizona·CRD #8138671
IA Rep

Investment Adviser Rep at WEST RIDGE ADVISORS

Experience
1 yrs
States
2
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DG

D. G. (chip) Kensinger Jr

Iowa·CRD #1097494
Dual-registered

Dual-registered at BCG SECURITIES, INC.

Experience
43 yrs
States
1
Exams
4
Since
1983
Est. fee
AUM / Commission / Flat Fee
Minimum
$25k
View profile
DT

Dhanespatti Tiwari

Florida·CRD #2303559
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Dhara S Shah

Illinois·CRD #6715224
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Dharmesh Goel

Illinois·CRD #4979955
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

Dhaval Patel

Illinois·CRD #6909359
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Dhrumil Anilkumar Parikh Mr

California·CRD #5815095
Dual-registered

Dual-registered at MODERN CAPITAL ADVISORS, LLC

Experience
16 yrs
States
8
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$5k
View profile
DO

Dhruv Oberoi

New Jersey·CRD #3128370
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Dhruv Pershad Gupta

Arizona·CRD #2671099
IA Rep

Investment Adviser Rep at IP FINANCIAL ADVISORY SERVICES LLC

Experience
18 yrs
States
4
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
View profile
DA

Dial Andrew Boehmer

Connecticut·CRD #6075239
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
4
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Diamond Sharon R Madsen

California·CRD #5994624
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
5
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Diana A Rodriguez

Florida·CRD #4220118
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Diana Bagley

California·CRD #7125886
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
4
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Diana Bender

Florida·CRD #6302805
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Diana Bliss Malcom

Massachusetts·CRD #4541633
IA Rep

Investment Adviser Rep at CHOATE INVESTMENT ADVISORS

Experience
25 yrs
States
2
Exams
1
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$10.0M
View profile
DC

Diana Carolina Castaneda Cortes

Florida·CRD #7927129
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 948 | AdvisorFinder