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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DC

Diana Carolina Ruiz

Indiana·CRD #6846887
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

Diana Chavez Ransom

California·CRD #7565484
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Diana Chernyhovsky

Illinois·CRD #4726460
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

Diana Chowdhury

New York·CRD #8133401
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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DC

Diana Contorno

Alabama·CRD #6915557
IA Rep

Investment Adviser Rep at WAVERLY ADVISORS, LLC

Experience
8 yrs
States
1
Exams
1
Since
2018
Fee
AUM / Hourly / Flat Fee / Performance-based
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DC

Diana C. Palmieri

New York·CRD #2889428
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
19 yrs
States
1
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

Diana Cristina Rumbaugh

Pennsylvania·CRD #7037047
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
3
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DD

Diana Dalton Stieffel

Louisiana·CRD #1765099
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
39 yrs
States
2
Exams
3
Since
1987
Est. fee
AUM / Flat Fee
View profile
DD

Diana Decuir

North Carolina·CRD #7543646
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DD

Diana D Newlyn

Florida·CRD #5620501
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
6
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Diana Erika Negrete

Texas·CRD #6135655
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
DF

Diana F Vosen

California·CRD #6702367
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Diana Gabriela Meyers

Washington·CRD #6154132
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
11 yrs
States
1
Exams
6
Since
2015
Est. fee
AUM / Flat Fee
View profile
DG

Diana Giraldo

Connecticut·CRD #2610584
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
2
Exams
4
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
DH

Diana Hathway Alexander

Texas·CRD #731900
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
44 yrs
States
1
Exams
4
Since
1982
Est. fee
AUM / Flat Fee
View profile
DH

Diana Hernandez Salazar

Oklahoma·CRD #6308887
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Diana Jara

Florida·CRD #6243684
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
3
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Diana Jean Vanmeter

California·CRD #6490953
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Diana Joelle Kirkorian

California·CRD #6303135
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DK

Diana Kalunde Nzau

Arizona·CRD #6150630
Dual-registered

Dual-registered at WEALTHSPIRE RETIREMENT ADVISORY

Experience
13 yrs
States
10
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DK

Diana Kay Pringle

Alaska·CRD #1284123
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
5
Exams
6
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DK

Diana K Gray

Arkansas·CRD #1802848
Dual-registered

Dual-registered at BASS AND BELL, INC.

Experience
32 yrs
States
1
Exams
4
Since
1994
Fee
AUM
View profile
DK

Diana Khalil

Nevada·CRD #7529295
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DK

Diana K Nyman

Indiana·CRD #4297342
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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