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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DM

Diana Morales Jordan

Texas·CRD #1832801
IA Rep

Investment Adviser Rep at TEAMWORK FINANCIAL ADVISORS, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Flat Fee
View profile
DP

Diana Parker Bolding

Texas·CRD #5904725
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
DP

Diana Pastrana

California·CRD #7281551
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
DP

Diana P Matthews

Connecticut·CRD #730438
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
3
Exams
8
Since
1989
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Diana R Chan

California·CRD #2229751
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
2
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

Diana Ren

Connecticut·CRD #4838356
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Diana Rosalie Ianni

New Jersey·CRD #1655194
Dual-registered

Dual-registered at CW ADVISORS, LLC

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DS

Diana Sanchez Nazario

Georgia·CRD #7991648
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Diana Santana

California·CRD #1218725
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
3
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Diana Sao Figueiredo

Massachusetts·CRD #6155135
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

Diana S Apostolova

New York·CRD #6247608
Dual-registered

Dual-registered at ROCHESTER INVESTMENTS

Experience
12 yrs
States
2
Exams
3
Since
2014
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DS

Diana Soto

Florida·CRD #6423461
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DT

Diana Tran

California·CRD #7314197
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Diana Wendy Cohen

New Jersey·CRD #4570903
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DY

Diana Yacob

Texas·CRD #4679865
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DY

Diana Youa Heu

California·CRD #2912071
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
DD

Diandra Dominique Allen

New Jersey·CRD #7667427
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DA

Diane Allard Roegner

Michigan·CRD #1341569
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
6
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Diane Avery Bambace

Texas·CRD #7077495
IA Rep

Investment Adviser Rep at MANSKE WEALTH MANAGEMENT, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Fee
AUM / Flat Fee
View profile
DB

Diane Blakeney Bonner

North Carolina·CRD #2884437
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
DB

Diane B. Rice

Nevada·CRD #4252745
Dual-registered

Dual-registered at READ & POWELL FINANCIAL SERVICES, LLC

Experience
21 yrs
States
1
Exams
2
Since
2005
Est. fee
AUM / Hourly
View profile
DC

Diane Carol Brown

South Carolina·CRD #3160244
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
16 yrs
States
1
Exams
6
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DC

Diane Carol Vanaman

California·CRD #1965744
Dual-registered

Dual-registered at PRISM ADVISORS, INC.

Experience
37 yrs
States
1
Exams
5
Since
1989
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

Diane Cheryl Diaz

Texas·CRD #1989888
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
1
Exams
4
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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