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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DC

Diane C Johnson

Missouri·CRD #1348501
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
4
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Diane Coe Dercher

Kansas·CRD #2096711
IA Rep

Investment Adviser Rep at RUBINBROWN ADVISORS LLC

Experience
14 yrs
States
1
Exams
1
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$150k
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DC

Diane Costello Schaefer

District Of Columbia·CRD #820066
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
50 yrs
States
4
Exams
5
Since
1976
Est. fee
AUM / Flat Fee
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DC

Diane C Pedrosa-Sciacca

New York·CRD #3131134
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Commission / Flat Fee
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DC

Diane Curran Hunt

Maine·CRD #4696564
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
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DD

Diane Danhui Wang

California·CRD #6156591
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
5
Since
2013
Est. fee
AUM / Commission / Flat Fee
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DD

Diane Davies Poepping

California·CRD #5459200
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
3
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DD

Diane D Blake

North Carolina·CRD #5565144
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

Experience
2 yrs
States
3
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DD

Diane Doyle

California·CRD #4909418
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
3
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Diane Elizabeth Gaines

Washington·CRD #5399495
IA Rep

Investment Adviser Rep at PETERSEN HASTINGS WEALTH ADVISORS, INC.

Experience
19 yrs
States
1
Exams
1
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
DE

Diane Elizabeth Imel

Indiana·CRD #5760580
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
5
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Diane Ellen Beamer

New Jersey·CRD #2218464
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DF

Diane Finch

Florida·CRD #2759338
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
9
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
DF

Diane F Laulis

Pennsylvania·CRD #1557041
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
4
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Diane Garcia Spiegel

California·CRD #2527121
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DH

Diane Hack Gould

Maryland·CRD #828331
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
44 yrs
States
2
Exams
6
Since
1982
Est. fee
AUM / Hourly / Flat Fee
View profile
DH

Diane Hall Blackwelder

Georgia·CRD #2246611
Dual-registered

Dual-registered at CHARLESTON FINANCIAL ADVISORS, LLC

Experience
21 yrs
States
4
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DH

Diane Helena Timpany

Connecticut·CRD #2536878
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
6
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
DH

Diane Helen Padalino

Colorado·CRD #2757517
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
DI

Diane I Rooney

Connecticut·CRD #5984754
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Diane Janet Soucheray

Colorado·CRD #2897460
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Flat Fee
View profile
DJ

Diane J Ridley

Florida·CRD #1568671
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
DK

Diane Katherine Hernandez

Texas·CRD #3171635
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
27 yrs
States
1
Exams
5
Since
1999
Fee
AUM / Flat Fee / Performance-based
View profile
DK

Diane Kathryne Grohulski

California·CRD #2069358
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
2
Exams
5
Since
1990
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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