AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DK

Diana Kon

Washington·CRD #6053108
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Diana Lauck Cook

Ohio·CRD #2872795
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Diana L Brass

Minnesota·CRD #2975169
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Diana Leah Bridget Boyd

New Mexico·CRD #8095294
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DL

Diana Leigh Hoogendoorn

California·CRD #5318064
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Diana Lj Harrison

Oregon·CRD #4333412
Dual-registered

Dual-registered at FINANCIAL INVESTMENT TEAM ("FIT")

Experience
25 yrs
States
3
Exams
4
Since
2001
Fee
AUM / Hourly
Minimum
$250k
View profile
DL

Diana L Lara

Alabama·CRD #5857728
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
16 yrs
States
21
Exams
3
Since
2010
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
DL

Diana Louise Fletcher

New York·CRD #2203146
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Diana Louise Read

Texas·CRD #1120946
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
43 yrs
States
1
Exams
5
Since
1983
Est. fee
AUM / Flat Fee
View profile
DL

Diana Lucia Fernandez

Florida·CRD #6970981
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
7
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Diana Lynne Bobka

Colorado·CRD #1902607
Dual-registered

Dual-registered at WESTERN WEALTH MANAGEMENT LLC

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Diana Lynne Farr

Kansas·CRD #4340621
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Diana Lynne Melvin

Arkansas·CRD #1248995
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
5
Exams
7
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Diana Lynn Endriss

Colorado·CRD #4869418
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Diana Lynne Todd

Indiana·CRD #3103729
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
10 yrs
States
1
Exams
6
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Diana Lynn Gaus

Alabama·CRD #1772918
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
34 yrs
States
19
Exams
4
Since
1992
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
DL

Diana Lynn Kierzkowski

Pennsylvania·CRD #1606405
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
31 yrs
States
2
Exams
6
Since
1995
Est. fee
AUM / Flat Fee
View profile
DM

Diana Marazia Sanford

Alabama·CRD #6792388
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
7 yrs
States
21
Exams
4
Since
2019
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
DM

Diana Marie Curran

Delaware·CRD #4686698
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
10
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

Diana Marie Whitman

Nebraska·CRD #2555229
IA Rep

Investment Adviser Rep at FIRST NATIONAL ADVISERS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM
View profile
DM

Diana May Jimenez

Texas·CRD #7219707
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
6 yrs
States
1
Exams
5
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

Diana Meller

Ohio·CRD #7624290
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
4
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Diana Michele Groh

Delaware·CRD #6410809
Dual-registered

Dual-registered at USA FINANCIAL SECURITIES LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
DM

Diana M Leon

California·CRD #4857407
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
5
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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