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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DK

Diane Kay Cassens

Illinois·CRD #2777135
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DK

Diane K Kohler

California·CRD #1503375
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
35 yrs
States
2
Exams
4
Since
1991
Est. fee
AUM / Flat Fee
View profile
DL

Diane Lee Finn

New York·CRD #5247255
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
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DL

Diane Lisa Sobin

New Jersey·CRD #1170501
Dual-registered

Dual-registered at CARY STREET PARTNERS ASSET MANAGEMENT

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
View profile
DL

Diane L Krainik

Pennsylvania·CRD #6628363
IA Rep

Investment Adviser Rep at KEY FINANCIAL, INC.

Experience
4 yrs
States
1
Since
2022
Est. fee
AUM / Commission / Flat Fee / Other
Minimum
$500k
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DL

Diane Louise Baker

Florida·CRD #1483525
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
2
Exams
5
Since
1988
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Diane Louise Graca

Massachusetts·CRD #2796613
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DL

Diane Ludemann Woodward

California·CRD #2005708
Dual-registered

Dual-registered at MARINER ADVISOR NETWORK

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Diane Lynn Alexander

Colorado·CRD #4578630
Dual-registered

Dual-registered at WEALTH ADVISORS NETWORK, INC.

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Other
Minimum
$25k
View profile
DL

Diane Lynn Grube

Minnesota·CRD #6729005
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
View profile
DL

Diane Lynn James

California·CRD #2134279
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
17 yrs
States
4
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DL

Diane Lynn Thorsen

Texas·CRD #4766518
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
21 yrs
States
2
Exams
5
Since
2005
Fee
AUM / Other
View profile
DL

Diane Lynn Young

Michigan·CRD #2127990
Dual-registered

Dual-registered at ARROWROOT FAMILY OFFICE, LLC

Experience
35 yrs
States
2
Exams
7
Since
1991
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$25k
View profile
DM

Diane Marie Aurelio

New York·CRD #4554556
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
DM

Diane Marie Beresniewicz

New York·CRD #4354954
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
24 yrs
States
2
Exams
3
Since
2002
Est. fee
AUM / Flat Fee
View profile
DM

Diane Marie McGuire

Connecticut·CRD #1523595
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
2
Exams
7
Since
1987
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Diane Marie Pearson

Pennsylvania·CRD #1962827
Dual-registered

Dual-registered at CGN ADVISORS, LLC

Experience
28 yrs
States
1
Exams
3
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DM

Diane Marie Stack

Arizona·CRD #4373412
IA Rep

Investment Adviser Rep at NORTH POINT PORTFOLIO MANAGERS CORPORATION

Experience
25 yrs
States
5
Since
2001
Est. fee
AUM
View profile
DM

Diane Marie Sullivan

North Carolina·CRD #4869181
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Diane Mary Boyajian

New York·CRD #1321490
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
1
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

Diane Mary Coon

California·CRD #2014764
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
2
Exams
7
Since
1990
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Diane McDonald Staples

Colorado·CRD #4674368
Dual-registered

Dual-registered at NAVY FEDERAL INVESTMENT SERVICES, LLC

Experience
23 yrs
States
11
Exams
4
Since
2003
Est. fee
AUM
Minimum
$50k
View profile
DM

Diane McInerney White

Texas·CRD #1228536
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
40 yrs
States
2
Exams
4
Since
1986
Est. fee
AUM / Flat Fee
View profile
DM

Diane Michele Woolf

California·CRD #2548648
Dual-registered

Dual-registered at WEALTHRAMP, INC.

Experience
7 yrs
States
9
Exams
4
Since
2019
Fee
Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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