AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DK

Dorota Kim

Texas·CRD #4570884
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Dorothea Grace Watson

Florida·CRD #5480684
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Dorothy A Hartnett

Rhode Island·CRD #2177440
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Dorothy Ann Allen

Virginia·CRD #2962381
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

Dorothy Ann Gilbert

Louisiana·CRD #1100890
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
2
Exams
7
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

Dorothy C Litos

California·CRD #1463126
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
10
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Dorothy C Remy

Florida·CRD #2218681
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
6
Since
1998
Est. fee
AUM / Commission / Flat Fee
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DD

Dorothy Decarlo

New York·CRD #4979403
Dual-registered

Dual-registered at KLINGMAN AND ASSOCIATES, LLC

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
DD

Dorothy Donna Tagliente

New Jersey·CRD #2433640
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Flat Fee
View profile
DE

Dorothy E Eger

Florida·CRD #5203565
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
6
Exams
6
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Dorothy Elizabeth Roth

California·CRD #1020851
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
44 yrs
States
3
Exams
5
Since
1982
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Dorothy Ellen Tennant

Washington·CRD #4284650
Dual-registered

Dual-registered at JOHNSON BIXBY

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DG

Dorothy Geissler Downs

Georgia·CRD #7808916
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
View profile
DI

Dorothy Inez Bickling

Massachusetts·CRD #1300690
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
41 yrs
States
1
Exams
8
Since
1985
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DJ

Dorothy Janet Hundrieser

California·CRD #5463414
Dual-registered

Dual-registered at RICE FINANCIAL CONSULTING, INC.

Experience
15 yrs
States
3
Exams
5
Since
2011
Est. fee
AUM
View profile
DJ

Dorothy J Santiago

California·CRD #1829060
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
2
Exams
4
Since
1988
Est. fee
AUM / Commission / Flat Fee
View profile
DK

Dorothy Kovar Inde

Minnesota·CRD #5624594
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Dorothy Lesak Korbel

Illinois·CRD #5437256
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Dorothy Louise Boyer

Pennsylvania·CRD #27791
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
49 yrs
States
2
Exams
6
Since
1977
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Dorothy McGee

California·CRD #5213826
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Dorothy Pratt Mannix

Florida·CRD #1236184
Dual-registered

Dual-registered at GRATUS WEALTH ADVISORS LLC

Experience
36 yrs
States
2
Exams
6
Since
1990
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
View profile
DG

Dorris Glenn Jones

Tennessee·CRD #735200
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
45 yrs
States
1
Exams
9
Since
1981
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
DA

Dory Ann Rodriguez

Illinois·CRD #4400437
Dual-registered

Dual-registered at APOLLON FINANCIAL, LLC

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
DA

Doug Anthony Tillman

Louisiana·CRD #6666140
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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