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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DP

Don P Cloud

Alabama·CRD #5362093
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DR

Don Ray McDonald

Arkansas·CRD #1552056
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Don Robert Guess

Texas·CRD #2128590
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
34 yrs
States
1
Exams
6
Since
1992
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile
DR

Don Ross Martin

California·CRD #4013469
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

Experience
25 yrs
States
1
Exams
2
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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DS

Don Sohn

New Jersey·CRD #806118
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
51 yrs
States
3
Exams
6
Since
1975
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Donte Christopher Smith

Texas·CRD #6196492
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
7
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Don Wade Lilly

Texas·CRD #3142542
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
1
Exams
3
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Don Willner

California·CRD #1580938
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
39 yrs
States
2
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Dora J Saunders

Texas·CRD #8067768
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Doreen Emily Schmidt

Minnesota·CRD #4930937
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Doreen Lea Weber

Minnesota·CRD #1368639
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
1
Exams
7
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DS

Doreen Sue Roadman

Virginia·CRD #1356291
Dual-registered

Dual-registered at JJSA ADVISORS, LTD.

Experience
41 yrs
States
1
Exams
6
Since
1985
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
DA

Doretta Ann Alexander

New Jersey·CRD #2690890
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Dorian Alexandre Valente

Arizona·CRD #6817346
IA Rep

Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
9 yrs
States
3
Exams
4
Since
2017
Est. fee
AUM / Other
View profile
DF

Dorian F Osmani

Rhode Island·CRD #7635440
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Dorian Gayle McCartt

Texas·CRD #2623810
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
DH

Dorian Harris

California·CRD #7656346
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DK

Dorian Kelai Hardin

Texas·CRD #8220602
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
2
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Dori Jamille Hammond

Georgia·CRD #3259012
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
1
Exams
9
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

Doris Bolen McGann

New Jersey·CRD #3193162
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
1
Exams
4
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Doris E. Stamper

Kentucky·CRD #4499708
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
3
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
DI

Doris Irene Schroeder

Oregon·CRD #8244672
IA Rep

Investment Adviser Rep at PINNACLE WEALTH ADVISORS

States
1
Exams
2
Since
2026
Fee
AUM / Hourly / Flat Fee
View profile
DJ

Doris J Cortes

California·CRD #6981336
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Dorota J Gilbert

Florida·CRD #4177251
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
23 yrs
States
1
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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