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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Doug Justin Hoover

Florida·CRD #2443723
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
32 yrs
States
6
Exams
3
Since
1994
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DK

Doug Kalleen Eidd 3rd

Kansas·CRD #5381946
Dual-registered

Dual-registered at HUB INVESTMENT PARTNERS, LLC

Experience
19 yrs
States
4
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
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DA

Douglas A Clancy Jr

California·CRD #5070195
IA Rep

Investment Adviser Rep at GIBBS WEALTH MANAGEMENT, LLC

Experience
19 yrs
States
1
Exams
1
Since
2007
Est. fee
AUM
Minimum
$25k
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DA

Douglas Adrian Emery

Florida·CRD #2799071
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
30 yrs
States
3
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

Douglas A. Fish

California·CRD #4518357
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
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DA

Douglas A Kartsen

Connecticut·CRD #5150347
Dual-registered

Dual-registered at FORTIS CAPITAL ADVISORS, LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
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DA

Douglas Alan Bailey

California·CRD #2113159
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
35 yrs
States
2
Exams
8
Since
1991
Est. fee
AUM / Flat Fee
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DA

Douglas Alan Burns

Florida·CRD #2891007
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
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DA

Douglas Alan Burns

Ohio·CRD #4824998
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
21 yrs
States
2
Exams
8
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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DA

Douglas Alan Davis

Kentucky·CRD #5673747
Dual-registered

Dual-registered at PCG WEALTH MANAGEMENT

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
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DA

Douglas Alan Feller

Ohio·CRD #4563656
Dual-registered

Dual-registered at REA WEALTH MANAGEMENT

Experience
24 yrs
States
2
Exams
3
Since
2002
Est. fee
AUM / Hourly
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DA

Douglas Alan Haws

Oklahoma·CRD #2683356
IA Rep

Investment Adviser Rep at TOM JOHNSON INVESTMENT MANAGEMENT, LLC

Experience
29 yrs
States
2
Exams
3
Since
1997
Est. fee
AUM / Hourly / Flat Fee
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DA

Douglas Alan Schultz

Illinois·CRD #2416791
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
31 yrs
States
2
Exams
4
Since
1995
Est. fee
AUM / Hourly / Flat Fee
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DA

Douglas Alan Ummel

Indiana·CRD #3052458
Dual-registered

Dual-registered at WELLINGTON INVESTMENT ADVISORS

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Flat Fee
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DA

Douglas Alden Halverson

Arizona·CRD #5441153
Dual-registered

Dual-registered at ASSOCIATED INVESTMENT SERVICES, INC.

Experience
19 yrs
States
5
Exams
5
Since
2007
Fee
AUM
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DA

Douglas Alexander Eyssautier

Texas·CRD #2116720
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
35 yrs
States
2
Exams
5
Since
1991
Fee
AUM / Other
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DA

Douglas Alfredo Solorzano

California·CRD #2183007
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
34 yrs
States
2
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

Douglas Allan

California·CRD #7878950
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

Douglas Allan Simpson

Mississippi·CRD #2298860
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Douglas Allen Barber

Michigan·CRD #2239007
Dual-registered

Dual-registered at REHMANN WEALTH

Experience
34 yrs
States
2
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee / Other
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DA

Douglas Allen Beck

California·CRD #1022113
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
44 yrs
States
17
Exams
11
Since
1982
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

Douglas Allen Burtnick

Pennsylvania·CRD #4308383
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

Douglas Allen Dray

California·CRD #6939527
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Douglas Allen Karney

California·CRD #2631047
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
31 yrs
States
2
Exams
6
Since
1995
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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