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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DA

Douglas Allen Leach

Kansas·CRD #2199570
IA Rep

Investment Adviser Rep at DEAN CAPITAL MANAGEMENT

Experience
18 yrs
States
1
Exams
2
Since
2008
Fee
AUM
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DA

Douglas Allen Shrieve

Florida·CRD #3159316
Dual-registered

Dual-registered at GIMBAL FINANCIAL, LLC

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM
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DA

Douglas Allen Wells Mba

Utah·CRD #4996428
IA Rep

Investment Adviser Rep at ALBION FINANCIAL GROUP

Experience
21 yrs
States
1
Exams
1
Since
2005
Fee
AUM / Hourly / Flat Fee / Performance-based
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DA

Douglas Anders Cook

Michigan·CRD #5880237
Dual-registered

Dual-registered at M1 CAPITAL MANAGEMENT LLC

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Flat Fee
Minimum
$100k
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DA

Douglas Andrea Christopher

California·CRD #1995432
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
34 yrs
States
2
Exams
5
Since
1992
Est. fee
AUM / Flat Fee
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DA

Douglas Andrew Beaney

New Jersey·CRD #2920353
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
1
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

Douglas Andrew Benning

Texas·CRD #5439292
IA Rep

Investment Adviser Rep at SAGE ADVISORY SERVICES LTD CO

Experience
18 yrs
States
1
Exams
1
Since
2008
Fee
AUM / Flat Fee
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DA

Douglas Andrew Kaufman

Florida·CRD #5679680
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
3
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

Douglas Andrew Keller

New Jersey·CRD #717259
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
46 yrs
States
2
Exams
8
Since
1980
Est. fee
AUM / Commission / Flat Fee
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DA

Douglas Andrew Riley

Massachusetts·CRD #2056395
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
31 yrs
States
1
Exams
4
Since
1995
Fee
AUM
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DA

Douglas Andrew Sharon

Florida·CRD #728393
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
45 yrs
States
2
Exams
6
Since
1981
Est. fee
AUM / Flat Fee
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DA

Douglas Andrew Swope

Pennsylvania·CRD #1531878
Dual-registered

Dual-registered at STILLWATER CAPITAL ADVISORS, LLC

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM
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DA

Douglas Andrew Temple

Michigan·CRD #7678903
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DA

Douglas Anthony Andrews

Texas·CRD #2167803
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
35 yrs
States
2
Exams
7
Since
1991
Est. fee
AUM / Flat Fee
View profile
DA

Douglas Anthony Plamondon Mr

Michigan·CRD #4996446
IA Rep

Investment Adviser Rep at DB & C ADVISORS, LLC

Experience
16 yrs
States
1
Exams
1
Since
2010
Est. fee
AUM / Hourly
View profile
DA

Douglas Antony Gibson

Florida·CRD #5626771
Dual-registered

Dual-registered at PKS ADVISORY SERVICES, LLC

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Flat Fee
View profile
DA

Douglas Armando Barrera Ventura

Alabama·CRD #6174436
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
13 yrs
States
30
Exams
5
Since
2013
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
DA

Douglas Arthur Dawe

Florida·CRD #5575282
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
4
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

Douglas Arthur Thompson

Nebraska·CRD #4923660
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
21 yrs
States
1
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

Douglas Baker Littlewood

New Jersey·CRD #811816
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
51 yrs
States
4
Exams
5
Since
1975
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DB

Douglas Baugh Doster

Arkansas·CRD #2458499
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
32 yrs
States
4
Exams
7
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
DB

Douglas B. Bonnoront

Ohio·CRD #2328335
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
7
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Douglas B Corra

Ohio·CRD #1865224
Dual-registered

Dual-registered at STANCORP INVESTMENT ADVISERS, INC.

Experience
36 yrs
States
1
Exams
4
Since
1990
Fee
AUM / Flat Fee / Other
View profile
DB

Douglas Beerbower

Connecticut·CRD #2518313
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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