AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DB

Douglas Benjamin Rothman

New York·CRD #7807115
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
States
2
Exams
4
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
DB

Douglas Benson Cochran

California·CRD #2154121
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
2
Exams
6
Since
1991
Est. fee
AUM / Commission / Flat Fee
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DB

Douglas Bradley Johnson

Idaho·CRD #8126394
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
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DB

Douglas Brewer

Nevada·CRD #4057998
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
1
Exams
6
Since
1999
Est. fee
AUM / Commission / Flat Fee
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DB

Douglas Brian Richmond

North Carolina·CRD #802784
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
52 yrs
States
2
Exams
5
Since
1974
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DB

Douglas Bryan Warren

Texas·CRD #4619798
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
23 yrs
States
2
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee
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DB

Douglas Busken

Colorado·CRD #6796240
IA Rep

Investment Adviser Rep at OSAIC INSTITUTIONS, INC.

Experience
9 yrs
States
1
Exams
4
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DC

Douglas Callan

New Jersey·CRD #5188893
Dual-registered

Dual-registered at XML FINANCIAL GROUP

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

Douglas Cameron Brown

New Jersey·CRD #4877751
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DC

Douglas Campbell Chamberlain

Massachusetts·CRD #1995169
IA Rep

Investment Adviser Rep at APPLETON PARTNERS, INC.

Experience
21 yrs
States
1
Since
2005
Est. fee
AUM
Minimum
$2.0M
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DC

Douglas Carl Goodmundson

Minnesota·CRD #5353795
Dual-registered

Dual-registered at GUARDIAN WEALTH ADVISORS, LLC

Experience
8 yrs
States
2
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

Douglas Carl Kuhlman

Ohio·CRD #2761722
Dual-registered

Dual-registered at PARADIGM WEALTH MANAGEMENT, LLC

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Hourly / Other
View profile
DC

Douglas Carl Ruby

California·CRD #1650959
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
39 yrs
States
1
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

Douglas Carpenter McCoy

Pennsylvania·CRD #4450939
IA Rep

Investment Adviser Rep at MONTCHANIN ASSET MANAGEMENT, LLC

Experience
9 yrs
States
1
Exams
1
Since
2017
Fee
AUM
Minimum
$250k
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DC

Douglas Carpenter McCoy Jr

Delaware·CRD #8231447
IA Rep

Investment Adviser Rep at MONTCHANIN ASSET MANAGEMENT, LLC

States
2
Exams
2
Since
2026
Fee
AUM
Minimum
$250k
View profile
DC

Douglas Cassetta

Connecticut·CRD #6765831
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
4
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Douglas Castro

New York·CRD #2263200
Dual-registered

Dual-registered at ADC WEALTH MANAGEMENT, LLC

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Flat Fee
View profile
DC

Douglas C Bilenski Jr

New Jersey·CRD #5876853
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Douglas Cellini

Michigan·CRD #6759970
Dual-registered

Dual-registered at KINGSVIEW WEALTH MANAGEMENT, LLC

Experience
9 yrs
States
1
Exams
5
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DC

Douglas Charles Coppola

North Carolina·CRD #834198
Dual-registered

Dual-registered at CROWN WEALTH GROUP LLC

Experience
23 yrs
States
1
Exams
8
Since
2003
Est. fee
AUM / Flat Fee / Other
View profile
DC

Douglas Charles Stroot

California·CRD #2516521
Dual-registered

Dual-registered at TRILOGY CAPITAL, INC.

Experience
32 yrs
States
1
Exams
7
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

Douglas Charles Wills

Colorado·CRD #2371105
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

Douglas Christopher Harkins

New York·CRD #6292346
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DC

Douglas Clifford Armstrong

Connecticut·CRD #2140639
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
3
Exams
4
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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