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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DC

Douglas Clifford Bennet

Rhode Island·CRD #1128529
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
1
Exams
5
Since
1983
Est. fee
AUM / Commission / Flat Fee
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DC

Douglas Clinton Justice

Georgia·CRD #705868
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
46 yrs
States
3
Exams
8
Since
1980
Est. fee
AUM / Commission / Flat Fee
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DC

Douglas Clyde Hinton

Louisiana·CRD #6421738
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
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DC

Douglas Cordner Ballard

New Jersey·CRD #4030327
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
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DC

Douglas Cowles

California·CRD #1967614
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
3
Exams
5
Since
1989
Est. fee
AUM / Commission / Flat Fee
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DC

Douglas C Ritchie

Washington·CRD #2114450
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
1
Exams
7
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DC

Douglas Crosby Robinson

California·CRD #1173495
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
2
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DC

Douglas C Tate

Louisiana·CRD #5996589
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
DD

Douglas David Horne

Texas·CRD #2360520
Dual-registered

Dual-registered at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
24 yrs
States
1
Exams
6
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DD

Douglas Dean Brown

California·CRD #1189040
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
43 yrs
States
1
Exams
4
Since
1983
Est. fee
AUM / Hourly / Flat Fee
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DD

Douglas Demay

Connecticut·CRD #5087619
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
20 yrs
States
2
Exams
4
Since
2006
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DD

Douglas Don Springer

Washington·CRD #1032845
Dual-registered

Dual-registered at HELMSMAN FINANCIAL GROUP, LLC

Experience
28 yrs
States
1
Exams
5
Since
1998
Fee
AUM / Hourly / Flat Fee
View profile
DD

Douglas Duffey Herr

Pennsylvania·CRD #2641861
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
2
Exams
5
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Douglas Earl Sexe

Montana·CRD #2205145
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
34 yrs
States
3
Exams
4
Since
1992
Est. fee
AUM / Flat Fee
View profile
DE

Douglas E Connolly

Arizona·CRD #4219721
Dual-registered

Dual-registered at TAYLOR FRIGON FAMILY OFFICE, LLC

Experience
13 yrs
States
1
Exams
7
Since
2013
Fee
AUM
View profile
DE

Douglas Eduardo Bermudez

California·CRD #2613381
Dual-registered

Dual-registered at WELLTH ADVISORY SERVICES, LLC

Experience
28 yrs
States
3
Exams
6
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

Douglas Edward Artus

Florida·CRD #1364739
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
41 yrs
States
4
Exams
10
Since
1985
Est. fee
AUM / Flat Fee
View profile
DE

Douglas Edward Blasiman

Michigan·CRD #6891714
IA Rep

Investment Adviser Rep at HANTZ FINANCIAL SERVICES, INC.

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DE

Douglas Edward Crockard

Texas·CRD #57262
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
53 yrs
States
1
Exams
6
Since
1973
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Douglas Edward Eickerman

Texas·CRD #5669215
IA Rep

Investment Adviser Rep at KAIROS CAPITAL MANAGEMENT, LLC

Experience
17 yrs
States
2
Exams
1
Since
2009
Est. fee
AUM
View profile
DE

Douglas Edward Glick

Illinois·CRD #4965521
Dual-registered

Dual-registered at TOTAL CLARITY WEALTH MANAGEMENT, INC

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
DE

Douglas Edward Henderson

Connecticut·CRD #2395871
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
31 yrs
States
2
Exams
7
Since
1995
Est. fee
AUM / Flat Fee
View profile
DE

Douglas Edward Howes

Connecticut·CRD #2767838
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
13
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DE

Douglas Edward Knable

Florida·CRD #704631
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
46 yrs
States
4
Exams
6
Since
1980
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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