AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DG

Douglas George Conklin

California·CRD #1158010
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
43 yrs
States
1
Exams
4
Since
1983
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DG

Douglas G Featherstone Jr

Michigan·CRD #5691203
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
12 yrs
States
2
Exams
5
Since
2014
Fee
AUM
View profile
DG

Douglas Gordon Turner Mr

Colorado·CRD #5138764
Dual-registered

Dual-registered at WESTERN WEALTH MANAGEMENT LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
DG

Douglas Graves

Georgia·CRD #7056846
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Douglas Gray Bambeck

Ohio·CRD #3119298
Dual-registered

Dual-registered at REA WEALTH MANAGEMENT

Experience
28 yrs
States
2
Exams
6
Since
1998
Est. fee
AUM / Hourly
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DG

Douglas Gray Marion

North Carolina·CRD #5766253
IA Rep

Investment Adviser Rep at EVERSTAR ASSET MANAGEMENT, LLC

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM / Hourly / Performance-based
View profile
DH

Douglas Hahn Parks

Connecticut·CRD #6639427
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
3
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DH

Douglas Harley Amstutz

California·CRD #820127
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
50 yrs
States
2
Exams
12
Since
1976
Est. fee
AUM / Commission / Flat Fee
View profile
DH

Douglas Harmon Stine

Indiana·CRD #5050898
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Flat Fee
View profile
DH

Douglas Harry Barton

Arizona·CRD #1494345
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
40 yrs
States
15
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
DH

Douglas Henderson Frye

North Carolina·CRD #1864067
IA Rep

Investment Adviser Rep at HORNOR, TOWNSEND & KENT, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DH

Douglas Henry Rivlin

North Carolina·CRD #2653600
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
2
Exams
4
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
DH

Douglas Howard Kublin

Connecticut·CRD #6585209
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DH

Douglas Howard Mathey

Ohio·CRD #5940706
IA Rep

Investment Adviser Rep at SIKICH FINANCIAL

Experience
15 yrs
States
1
Exams
1
Since
2011
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
DH

Douglas Howard Pardieck

Colorado·CRD #5391641
Dual-registered

Dual-registered at ARAX ADVISORY PARTNERS

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
DI

Douglas Igel

California·CRD #2620848
Dual-registered

Dual-registered at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
16 yrs
States
1
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
DI

Douglas Isaac Schwartz

Florida·CRD #4706810
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Douglas James Brady

California·CRD #2838501
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
5
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Douglas James Cronin

New York·CRD #4806188
IA Rep

Investment Adviser Rep at HAZARD & SIEGEL ADVISORY SERVICES LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DJ

Douglas James Fisher

Pennsylvania·CRD #6681060
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Douglas James Hicks

Florida·CRD #2310199
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
9
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Douglas James Householder

Michigan·CRD #4391822
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
5
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Douglas James Lagerstrom

California·CRD #2177433
Dual-registered

Dual-registered at PRIVATE WEALTH SOLUTIONS, LLC

Experience
34 yrs
States
3
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Douglas James Lambert

Texas·CRD #4822937
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
22 yrs
States
2
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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