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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DE

Douglas Edward Lockwood Mr

Indiana·CRD #1703831
Dual-registered

Dual-registered at CX INSTITUTIONAL, LLC

Experience
26 yrs
States
1
Exams
5
Since
2000
Est. fee
AUM / Flat Fee
Minimum
$5k
View profile
DE

Douglas Edward Lynam

North Carolina·CRD #6628512
IA Rep

Investment Adviser Rep at COURSE MANAGEMENT INVESTMENT ADVISORS, LLC

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM
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DE

Douglas Edward Meyer

California·CRD #1052350
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
44 yrs
States
7
Exams
8
Since
1982
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DE

Douglas Edward Ohm

Nebraska·CRD #842978
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
49 yrs
States
1
Exams
7
Since
1977
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DE

Douglas Edward Shelton III

Georgia·CRD #7798815
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
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DE

Douglas Edward Sivco

Massachusetts·CRD #2455824
Dual-registered

Dual-registered at MCINTYRE, FREEDMAN & FLYNN INVESTMENT ADVISERS, INC.

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM
Minimum
$100k
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DE

Douglas Edward Watts

Maryland·CRD #2056370
Dual-registered

Dual-registered at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
34 yrs
States
2
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee / Other
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DE

Douglas E Grau

Tennessee·CRD #5736878
Dual-registered

Dual-registered at INFINITY FINANCIAL SERVICES ADVISORY

Experience
16 yrs
States
1
Exams
3
Since
2010
Fee
AUM / Hourly
Minimum
$10k
View profile
DE

Douglas E Labrosse

North Carolina·CRD #5879699
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
4
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Douglas Elliott Kerr

Connecticut·CRD #1293476
Dual-registered

Dual-registered at INVESTMARK ADVISORY GROUP LLC

Experience
24 yrs
States
2
Exams
5
Since
2002
Fee
AUM / Hourly / Flat Fee
View profile
DE

Douglas E Moynihan

Illinois·CRD #2377224
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
4
Exams
5
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Douglas Enders

Kentucky·CRD #8188841
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
1 yrs
States
2
Exams
1
Since
2025
Fee
AUM
View profile
DE

Douglas Eric Drenckpohl

N/A·CRD #4600755
Dual-registered

Dual-registered at ASSETMARK, INC.

Experience
22 yrs
Exams
5
Since
2004
Est. fee
AUM / Flat Fee
View profile
DE

Douglas Eugene Bohlman

New Hampshire·CRD #1899835
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
38 yrs
States
2
Exams
5
Since
1988
Est. fee
AUM / Flat Fee
View profile
DE

Douglas Eugene Hawk

Florida·CRD #4935570
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Douglas Eugene Morisoli

Pennsylvania·CRD #1341003
Dual-registered

Dual-registered at THE FAIRMAN GROUP, LLC

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.5M
View profile
DE

Douglas Eugene Walters

Florida·CRD #2669170
Dual-registered

Dual-registered at &PARTNERS

Experience
30 yrs
States
2
Exams
4
Since
1996
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
DE

Douglas Evan Christensen

Utah·CRD #1856551
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Douglas Everett Vincent Krug

California·CRD #8167985
Dual-registered

Dual-registered at MARINER ADVISOR NETWORK

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DF

Douglas Francis Bissonette

New York·CRD #2592935
IA Rep

Investment Adviser Rep at ASCENT WEALTH PARTNERS, LLC

Experience
7 yrs
States
1
Since
2019
Est. fee
AUM
View profile
DF

Douglas Frank Johnson

Colorado·CRD #1803219
IA Rep

Investment Adviser Rep at FINANCIAL SECURITY MANAGEMENT, INC

Experience
37 yrs
States
1
Exams
4
Since
1989
Est. fee
AUM / Hourly
View profile
DG

Douglas Gene McCowen

California·CRD #1066218
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
44 yrs
States
1
Exams
7
Since
1982
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DG

Douglas Gene Schmitz

North Dakota·CRD #1771132
Dual-registered

Dual-registered at FINANCIAL STRATEGIES GROUP

Experience
39 yrs
States
2
Exams
6
Since
1987
Est. fee
AUM / Hourly / Flat Fee
View profile
DG

Douglas George Ciocca

Kansas·CRD #2495495
Dual-registered

Dual-registered at KAVAR CAPITAL PARTNERS

Experience
27 yrs
States
3
Exams
3
Since
1999
Est. fee
AUM / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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