AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Douglas James Macrae Lambert

Texas·CRD #7899350
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
2 yrs
States
2
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Douglas James Mazzucco

California·CRD #2442597
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Douglas James Mongiardo

Florida·CRD #6969384
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
4
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

Douglas James Niosi

New Jersey·CRD #3244599
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
1
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

Douglas Jameson Ohnsman

Florida·CRD #3013728
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
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DJ

Douglas James Roman

Puerto Rico·CRD #1549538
Dual-registered

Dual-registered at GAMMA ASSET MANAGEMENT LLC

Experience
5 yrs
States
1
Exams
5
Since
2021
Est. fee
AUM
Minimum
$1.0M
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DJ

Douglas James Stepansky

Illinois·CRD #4063040
Dual-registered

Dual-registered at STRATEGIC INVESTMENT SOLUTIONS, INC.

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM
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DJ

Douglas Jared Moore

Ohio·CRD #4824758
Dual-registered

Dual-registered at FINANCIAL COUNSELING, INC.

Experience
19 yrs
States
1
Exams
2
Since
2007
Est. fee
AUM / Hourly / Flat Fee
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DJ

Douglas Jason Drobny

Nebraska·CRD #4168168
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
1
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

Douglas J Clinton

Minnesota·CRD #5511247
Dual-registered

Dual-registered at INTELLIGENT ALPHA LLC

Experience
11 yrs
States
2
Exams
6
Since
2015
Est. fee
AUM / Performance-based
Minimum
$1.0M
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DJ

Douglas Jeffrey Pruett

Florida·CRD #705342
Dual-registered

Dual-registered at BCG SECURITIES, INC.

Experience
46 yrs
States
4
Exams
7
Since
1980
Est. fee
AUM / Commission / Flat Fee
Minimum
$25k
View profile
DJ

Douglas J Koogler

Ohio·CRD #1860457
Dual-registered

Dual-registered at KIPLINGER WEALTH ADVISORS

Experience
36 yrs
States
1
Exams
3
Since
1990
Est. fee
AUM / Commission / Flat Fee / Other
Minimum
$25k
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DJ

Douglas Joel Vaughn

Michigan·CRD #4576348
Dual-registered

Dual-registered at ASSUREDPARTNERS INVESTMENT ADVISORS

Experience
16 yrs
States
2
Exams
2
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
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DJ

Douglas John Bauer

New York·CRD #5483640
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Douglas John Clancy

Connecticut·CRD #2962899
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
4
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Douglas John Fischer

New Jersey·CRD #8160566
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Douglas John Mayes

California·CRD #324044
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
52 yrs
States
3
Exams
7
Since
1974
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Douglas John Peterson

Georgia·CRD #1272062
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
4
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Douglas John Rounds

South Dakota·CRD #5981893
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Douglas Jordan Langer Mr.

New Jersey·CRD #5562096
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
18 yrs
States
2
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Douglas Joseph Cloutier

Michigan·CRD #7113591
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Douglas Joseph Jones

New Jersey·CRD #5742819
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Douglas J Roller

Indiana·CRD #6174420
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
13 yrs
States
1
Exams
1
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DK

Douglas Keith Moss

Arizona·CRD #7007269
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
7 yrs
States
6
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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